The lawyer or firm must maintain effective governance, systems, controls and records that identify and manage risk and ensure legislative and regulatory compliance.
‹ back to duties table320 decisions
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Variation of Conditions on Practising Certificate 1 PDF
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Variation of Conditions on Practising Certificate 1 PDF
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Serina Iolanda Pace
Between January 2024 and October 2024, failure to ensure the legal firm’s compliance with Trust Accounting obligations and failure to provide adequate supervision of internal trust accounting processes to satisfy hersel…
Multiple Disciplinary Action Fine Reprimand Undertake training, education or counselling -
Sarah Louise Kearney
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Stefanie Anne O’Bryen
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Money Laundering Regulations, Solicitors Accounts Rules 2019
Suspend - Fixed Period 1 PDF -
Maxmillian Alexander Knowles Campbell
Breaches, Code of Conduct for Firms 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Strike off 1 PDF -
James Martin Taylor
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Strike off 1 PDF -
Charles Ogbonna Azotam
Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors' Accounts Rules, SRA Principles 2019
Strike off 1 PDF -
Nasar Hussain
Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Suspended period of Suspension 1 PDF -
Restoration to the Roll - Refused 1 PDF
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David James Chalcraft
Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Anbananden Sooben
Code of Conduct for Solicitors, REL's & RFL's 2019, Recklessness, Solicitors Accounts Rules 2019, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Variation of Conditions on Practising Certificate 1 PDF
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(unnamed)
Client Money, Code of Conduct 2007, Code of Conduct 2011, Solicitors Accounts Rules 2011, SRA Principles 2011
Variation of Conditions on Practising Certificate 1 PDF -
Muhammad Nazar Hayat
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Not Proved/Dismissed 1 PDF -
Christopher James Fry
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Recklessness, SRA Principles 2019
Strike off 1 PDF -
Elizabeth Oruene Ikiriko
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Recklessness, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Yusuf Jamal Siddiqui
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Laura Elizabeth Simpson
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Elizabeth Jane Radcliffe
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Variation of Conditions on Practising Certificate 1 PDF
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Simon Plant; Ajaz Ali
Breaches, Code of Conduct 2011, Recklessness, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
William Joseph Harris
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Money Laundering Regulations, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Matthew Stephen Becker
Breaches, Client Money, Code of Conduct 2011, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011
Strike off 1 PDF -
Daniel James Skinner
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF