The lawyer or firm must maintain effective governance, systems, controls and records that identify and manage risk and ensure legislative and regulatory compliance.
‹ back to duties table320 decisions
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Matthew Stephen Becker
Breaches, Client Money, Code of Conduct 2011, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011
Strike off 1 PDF -
Alejandro Emilio Verdu Haro
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Daniel James Skinner
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Scott Halborg
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Restoration to the Roll - Refused 1 PDF
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Huggins Lewis Foskett
Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Money Laundering Regulations, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Fasar Mahmood
Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2011
Strike off 1 PDF -
Feisal Mohammed Raza Sheikh; Maxim Solicitors Limited
Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Failures, Money Laundering Regulations, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Imran Haider Khawaja
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, SRA Principles 2019
Fine 1 PDF -
Satnam Singh Talwar
Breaches, Code of Conduct for Firms 2019, Lack of Integrity, SRA Principles 2019
Fine 1 PDF -
Liaqat Ali
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Failures, Lack of Integrity, SRA Principles 2019
Strike off 1 PDF -
Stephen Brian Simmons
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Zahid Akhtar
Authorisation of Individuals Regulations 2019, Breaches, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Talha Jamil Ahmad
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Lack of Integrity, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
David William McDermott
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
(unnamed)
Appeals
S.44E/ S.46/Paragraph 14C Appeals 1 PDF -
Waheed Ur Rehman Mian
Breaches, Code of Conduct 2011, Failures, SRA Principles 2011
Suspend - Fixed Period 1 PDF -
Raja Shazad Khan; Ishtiaq Ahmed
Breaches, Code of Conduct for Firms 2019, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off, Suspended period of Suspension 1 PDF -
Paul Christopher Flaherty; William John Gregory Osmond
Breaches, Failures, Misappropriation of Client Account, Money Laundering Regulations, Solicitors Accounts Rules 2011, SRA Principles 2011
Fine, Suspend - Fixed Period 1 PDF -
Rashid Ahmad Khan
Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Allegations not substantiated 1 PDF -
Robin Edward Stubbings
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Fine 1 PDF -
Simpson Thacher & Bartlett LLP
Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Money Laundering Regulations, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Craig Cooper; Erich Kurtz
Code of Conduct 2011, SRA Principles 2011
Allegations not substantiated 1 PDF -
Respondent AM
Code of Conduct 2011, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, SRA Authorisation Rules, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
David Baynon Crosby
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off 1 PDF