The lawyer or firm must maintain effective governance, systems, controls and records that identify and manage risk and ensure legislative and regulatory compliance.
‹ back to duties table320 decisions
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Shashi Patel
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Money Laundering Regulations, Solicitors Accounts Rules 1998, Solicitors Accounts Rules 2011, …
Strike off -
Habibur Choudhury; Archstone Solicitors Limited
Code of Conduct for Firms 2019
Fine -
Riffat Hussain
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Recklessness, SRA Principles 2019
Not Proved/Dismissed 1 PDF -
Joseph Elliot Dawson
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Strike off 1 PDF -
Anthony Burns
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Chinwe Uzo Chikwendu; Undiga Emuekpere
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, SRA Principles 2011, SRA Principles 2019
Reprimand, Suspend - Fixed Period 1 PDF -
Davina Charlton
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Recklessness, SRA Principles 2019
Not Proved/Dismissed 1 PDF -
Nicholas Devlin
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2019
Strike off 1 PDF -
Variation of Conditions on Practising Certificate 1 PDF
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Christopher Yiannakas; Nicholas George Kephalas; YVA Solicitors LLP
Code of Conduct for Firms 2019, Solicitors Accounts Rules 2019, SRA Principles 2019
Fine 1 PDF -
Darren Hanison
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Gboyega Ajibola Okunniga
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Jude Sebastian Fletcher
Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off 1 PDF -
Muhammad Azfar Ahmad
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Not Proved/Dismissed 1 PDF -
Shafiq-ul Hassan
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Michelle Niaz
Authorisation of Individuals Regulations 2019, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Malcolm John Colin Mackillop
Code of Conduct for Solicitors, REL's & RFL's 2019, Recklessness, SRA Principles 2019
Strike off 1 PDF -
David Buckle
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019
Not Proved/Dismissed 1 PDF -
Carter Devile
Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Money Laundering Regulations, SRA Principles 2011
Costs only, No Order 1 PDF -
(unnamed)
Client Money, Failures
Variation of Conditions on Practising Certificate 1 PDF -
Md Zahidul Islam; Zarina Shaheen Bostan; Nageena Choudhry; Mohammed Saleem
Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors' Accounts Rules
Fine, Not Proved/Dismissed 1 PDF -
Tina Theresa Shiebert
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Not Proved/Dismissed 1 PDF -
Shahid Ali
Breaches, Client Money, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Jack Alexander Williams
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Eric Kawoya Kabuye
Client Money, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2019
Suspended period of Suspension 1 PDF