The lawyer (where the regime so requires, e.g. barristers) must not personally receive, control or handle client money other than fees for their own services, and any payment service used must not give them control.
‹ back to duties table53 decisions
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Raja Shazad Khan; Ishtiaq Ahmed
Breaches, Code of Conduct for Firms 2019, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off, Suspended period of Suspension 1 PDF -
Paul Christopher Flaherty; William John Gregory Osmond
Breaches, Failures, Misappropriation of Client Account, Money Laundering Regulations, Solicitors Accounts Rules 2011, SRA Principles 2011
Fine, Suspend - Fixed Period 1 PDF -
David Baynon Crosby
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off 1 PDF -
Respondent AM
Code of Conduct 2011, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, SRA Authorisation Rules, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Jonathan Richard Maurice Gerber
Breaches, Failures, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Mark Ian Williams
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Practice Framework Rules, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Amir Nazir Butt
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2011, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Law and Lawyers Limited; Francis Mathew
Breaches, Code of Conduct 2011, Solicitors Accounts Rules 2019
Fine 1 PDF -
Dennis Ko
Breaches, Code of Conduct 2011, Money Laundering Regulations, Solicitors Accounts Rules 2011, SRA Principles 2011
Fine 1 PDF -
Paul Michael Ireland
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Betty Igwebike Forde
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Money Laundering Regulations, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off 1 PDF -
Richard Harbord
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Authorisation Rules, SRA Principles 2011, SRA Pr…
Fine 1 PDF -
David Durkin-Finch
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Recklessness, Solicitors Accounts Rules 2019, SRA Principles 2019
Prohibition Order, Suspend - Fixed Period 1 PDF -
Ayub Bhailok; Robert Michael Fielding; Bhailok Fielding Solicitors
Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Money Laundering Regulations, Solicitors Accounts Rules 2011, SRA Principles 2011, SRA Princi…
Fine 1 PDF -
Simon Paget-Brown
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Solicitors Accounts Rules 1998, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Martin Darren Rounthwaite
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Guy Nicholas Hurst
Breaches, Client Money, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Jasbinder Singh Sohal
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Guy Andrew Adams
Code of Conduct 2011, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011
Strike off 1 PDF -
Dominic Leon Macknight
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Failures, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off 1 PDF -
Rajinder Heer
Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off 1 PDF -
Michael Lennon
Client Money, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011
Strike off 1 PDF -
Paul Douglas Hills
Code of Conduct 2011, Dishonesty, Solicitors Accounts Rules 2011, SRA Principles 2011
Strike off 1 PDF -
Samantha Anne Lee
Lack of Integrity, Misappropriation of Client Account, Recklessness, Solicitors Accounts Rules 2011, SRA Authorisation Rules, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Henry Charles Adrian Syms
Lack of Integrity, Misappropriation of Client Account, Recklessness, Solicitors Accounts Rules 2011, SRA Authorisation Rules, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF