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(unnamed respondent)

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number12430/2023
Date14/06/2023
OutcomeS.44E/ S.46/Paragraph 14C Appeals

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionDismissed
CostsGBP 37,870
Dishonesty foundNo

This was an appeal under s44E of the Solicitors Act 1974 by Seamus Andrew against an SRA Adjudication Panel decision that had upheld a rebuke for causing/allowing shortages on his firm's client account. The SRA conceded the largest shortage (£93,600) was found in error. The Tribunal held that the Adjudication Panel's reasons in relation to the remaining shortages (£13,969 and £10,000) were inadequate, amounting to a serious procedural irregularity, effectively treating Mr Andrew as vicariously liable for his bookkeepers' errors without proper explanation. The appeal was allowed and the rebuke overturned. The SRA was ordered to pay Mr Andrew's costs of £37,869.77. No dishonesty was alleged or found.

Documents

Source: https://solicitorstribunal.org.uk/case/12430/