Decision record
Stephen John Roberts
JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number9635/2007
Date01/01/2007
OutcomeSuspend - Indefinite
Allegation / charges
Failures, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
SanctionSuspension
CostsGBP 3,200
Dishonesty foundNo
Stephen John Roberts, a sole practitioner admitted in 1984, admitted allegations of conduct unbefitting a solicitor arising from his failure to progress client matters, failure to respond to Law Society correspondence, and failure to comply with two Adjudicators' directions. No dishonesty was alleged. The Tribunal accepted his mental ill health was the crucial factor. Finding him unfit to practise, it imposed indefinite suspension to protect the public, ordered £3,200 costs, and made the Adjudicators' directions enforceable as High Court Orders. The Respondent wished to be removed from the Roll.
Duties found breached:
- No improper communication with the court
- No taking unfair advantage
- Non-discriminatory acceptance and cab-rank
Aggravating factors:
- Previous disciplinary finding in 2001 for failing to comply with an Adjudicator's decision (fined £1,000)
- Caused anxiety to clients and inconvenience to The Law Society
Mitigating factors:
- Significant mental health difficulties including clinical depression and a phobia (crucial factor in failings)
- No dishonesty alleged
- Books of account fully in order and compliant with Solicitors Accounts Rules
- Sought help from LawCare and the Samaritans
- Admitted allegations and accepted responsibility
- Public already protected as practice intervened and Respondent not practising