Decision record
John Asher Lockwood
Allegation / charges
Breaches, Client Money, Delays, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
John Asher Lockwood, a solicitor, solicited money from Zimbabwean farmers under unlawful contingency fee agreements to pursue land compensation claims, misappropriating at least £27,000 and failing to progress their matters. He held himself out as a partner in McCarron & Smallcombe when he was not, and set up JAL Legal Consultants Ltd to receive client funds. He failed to account for monies, failed to communicate with clients, and refused to cooperate with the SRA claiming they had no jurisdiction. The Tribunal, proceeding in his absence, found all allegations including dishonesty proved under the Twinsectra test, struck him off the Roll and ordered costs of £10,368.08. The Tribunal expressed concern about the near 5-year delay in bringing proceedings.</dishonesty_found>>{
Duties found breached:
- No improper communication with the court
- Honesty
- Keep client informed and respond promptly
- No conflict between current clients
- No improper use of client money
- Not misrepresent regulated status
Aggravating factors:
- At least 27 Zimbabwean farmers each lost £1,000
- Refusal to cooperate with regulator, asserting investigation outside remit
- Failure to account for client monies
- Made no attempt to return monies to clients
- Breach of fiduciary duty