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discipline 30 September 2026

The duty in context

Complaints procedure and handling client

The lawyer must maintain a complaints procedure, tell clients at the outset how to complain (including to any ombudsman), and handle complaints promptly, fairly and free of charge.

210 cases 65% strike-off avg suspension 25.5 mo avg fine 151,231 19 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code CCS 8.2; CCS 8.3; CCS 8.5 strong 110 cases
8.2 You ensure that, as appropriate in the circumstances, you either establish and maintain, or participate in, a procedure for handling complaints in relation to the legal services you provide. 8.3 You ensure that clients are informed in writing at the time of engagement about: (a) their right to complain ... (c) any right they have to make a complaint to the Legal Ombudsman ... 8.5 You ensure that complaints are dealt with promptly, fairly, and free of charge.
E&W Barristers BSB Handbook rC99; rC104; rC105; rC108 strong 4 cases
rC99 You must notify clients in writing when you are instructed ... .1 of their right to make a complaint, including their right to complain to the Legal Ombudsman (if they have such a right), how, and to whom, they can complain, and of any time limits for making a complaint; rC104 All complaints must be acknowledged promptly.
Cayman Islands Legal Services Code 2026 R.4.5 strong
An attorney-at-law shall have a written complaints procedure and ensure that complaints are handled promptly, fairly and in accordance with that procedure. Clients shall be told at the outset of a matter or the client relationship of the complaints procedure
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch2 — Complaints strong 65 cases
A solicitor should have a dispute-resolution procedure in place for dealing with complaints, which should be communicated to the client. The client should be advised of any actions that will be taken in relation to the matter that is the subject of a complaint.
IE Barristers Bar Code of Conduct no clear equivalent
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code R.1.6 strong
Members must have a written complaints procedure and ensure that complaints are handled promptly, fairly and in accordance with that procedure. Clients must be told at the outset of the matter or the client relationship how to complain.
ON Lawyers LSO Rules of Prof. Conduct no clear equivalent
BC Lawyers BC Code no clear equivalent
NZ Lawyers Conduct & Client Care Rules r 11.5 / r 3.4(d) strong
A lawyer practising on their own account must ensure that the lawyer's law practice establishes and maintains appropriate procedures for handling complaints by clients with a view to ensuring that each complaint is dealt with promptly and fairly by the law practice.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 6.01 Commentary 9 partial
In no circumstances can a solicitor exclude his liability for professional misconduct. Furthermore, a solicitor may not seek an agreement from his client to refrain from making a complaint about his professional misconduct.
HK Barristers Bar Code of Conduct no clear equivalent

Cases dealing with this duty

Clear

210 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Thomas G Myles
    LSI solicitor Myles & Co, Solicitors, 21 Hillside, Monaghan, Co Monaghan 2015-11-23 found breached

    In the matter of Thomas G Myles, a solicitor formerly practising as Myles & Co, Solicitors, 21 Hillside, Monaghan, Co Monaghan, and in the matter of the Solicitors Acts 1954-2011 [4961/DT110/14 and High Court record 201…

    strike_off View decision
  • Cindy McCarthy Yates
    LSI solicitor McCarthy Solicitors, 4 The Gully, Bandon, Co Cork 2015-11-02 found breached

    In the matter of Cindy McCarthy Yates, a solicitor previously practising as McCarthy Solicitors at 4 The Gully, Bandon, Co Cork, and in the matter of the Solicitors Acts 1954-2011 [12313/DT24/14; 12313/DT44/14; 12313/DT…

    strike_off View decision
  • Cindy McCarthy Yates
    LSI solicitor McCarthy Solicitors, 5 The Old Market, Market Square, Bandon, Co Cork 2015-11-02 found breached

    In the matter of Cindy McCarthy Yates, a solicitor previously practising as McCarthy Solicitors at 5 The Old Market, Market Square, Bandon, Co Cork, and in the matter of the Solicitors Acts 1954-2011 [12313/DT86/13 and …

    strike_off View decision
  • Robert Sweeney
    LSI solicitor Robert Sweeney, First Floor, Crossview House, High Road, Letterkenny, Co Donegal 2015-11-02 found breached

    In the matter of Robert Sweeney, a solicitor previously practising as Robert Sweeney, First Floor, Crossview House, High Road, Letterkenny, Co Donegal, and in the matter of the Solicitors Acts 1954-2011 [10658/DT130/14;…

    strike_off View decision
  • Elizabeth M Cazabon
    LSI solicitor Cazabon Solicitors, Gray Office Park, Galway Retail Park, Headford, Co Galway 2015-07-20 found breached

    In the matter of Elizabeth M Cazabon, a solicitor of Cazabon Solicitors, Gray Office Park, Galway Retail Park, Headford, Co Galway, and in the matter of the Solicitors Acts 1954-2011 [8142/DT05/14, 8142/DT22/14, 8142/DT…

    strike_off View decision
  • Paul Lambert
    LSI solicitor Merrion Legal, Solicitors & Community Trademark Agents, Suite 12, Butlers Court, Sir John Rogerson’s Quay, Dublin 2 2015-07-02 found breached

    In the matter of Paul Lambert, a solicitor practising as Merrion Legal, Solicitors & Community Trademark Agents, Suite 12, Butlers Court, Sir John Rogerson’s Quay, Dublin 2, and in the matter of the Solicitors Acts 1954…

    strike_off View decision
  • Oliver Hanrahan
    LSI solicitor Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare 2015-01-26 found breached

    In the matter of Oliver Hanrahan, solicitor, formerly practising as Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare, and in the matter of the Solicitors Acts 1954-2011 [9381/DT131/13 and High Cour…

    strike_off View decision
  • Oliver Hanrahan
    LSI solicitor Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare 2015-01-26 found breached

    In the matter of Oliver Hanrahan, solicitor, formerly practising as Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare, and in the matter of the Solicitors Acts 1954-2011 [9381/DT12/14 and High Court…

    strike_off View decision
  • Oliver Hanrahan
    LSI solicitor Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare 2015-01-26 found breached

    In the matter of Oliver Hanrahan, solicitor, formerly practising as Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare, and in the matter of the Solicitors Acts 1954-2011 [9381/DT132/13 and High Cour…

    strike_off View decision
  • Greg (otherwise John G) Casey
    LSI solicitor Casey & Co, North Main Street, Bandon, Co Cork 2015-01-12 found breached

    In the matter of Greg (otherwise John G) Casey, formerly practising in the solicitors’ firm of Casey & Co, North Main Street, Bandon, Co Cork, and in the matter of the Solicitors Acts 1954-2011 [5355/DT06/09 and 2014 no…

    strike_off View decision
  • David Walsh
    LSI solicitor David Walsh & Co, Solicitors, 12 Mount Street, Mullingar, Co Westmeath 2015-01-12 found breached

    In the matter of David Walsh, solicitor, formerly practising as David Walsh & Co, Solicitors, at 12 Mount Street, Mullingar, Co Westmeath, and in the matter of the Solicitors Acts 1954-2011 [4550/DT115/13 and High Court…

  • David Walsh
    LSI solicitor David Walsh & Co, Solicitors, 12 Mount Street, Mullingar, Co Westmeath 2015-01-12 found breached

    In the matter of David Walsh, solicitor, formerly practising as David Walsh & Co, Solicitors, at 12 Mount Street, Mullingar, Co Westmeath, and in the matter of the Solicitors Acts 1954-2011 [4550/DT168/13 and High Court…

  • John Martin Carr
    LSI solicitor Rhatigan & Co, Solicitors, Liosbaun House, Tuam Road, Galway City, Galway 2015-01-12 found breached

    In the matter of John Martin Carr, solicitor, formerly practising in the firm of Rhatigan & Co, Solicitors, Liosbaun House, Tuam Road, Galway City, Galway, and in the matter of the Solicitors Acts 1954-2011 [4214/DT142/…

    strike_off View decision
  • Anthony Alabi
    SDT solicitor 11378/2015 2015-01-01 text match

    Breaches, Failures

    Strike off 1 PDF View decision
  • Adrian Clive Harling
    SDT solicitor 11383/2015 2015-01-01 text match

    Others

    Strike off 1 PDF View decision
  • Terrence Ballard
    SDT solicitor 11397/2015 2015-01-01 text match

    Breaches, Failures

    Fine 1 PDF View decision
  • Steven Platts & Another
    SDT solicitor 11366/2015 2015-01-01 text match

    Breaches, Solicitors' Accounts Rules

    Fine, S.43 Order (clerks) 1 PDF View decision
  • Niall O'Kelly
    LSI solicitor Niall O’Kelly Solicitors, 52 Fortfield Park, Terenure, Dublin 6W 2014-10-20 found breached

    In the matter of Niall O’Kelly, a solicitor previously practising as Niall O’Kelly Solicitors, 52 Fortfield Park, Terenure, Dublin 6W, and in the matter of the Solicitors Acts 1954-2011 [5202/DT156/12, 5202/DT11/13 and …

    strike_off View decision
  • John JA Rynne
    LSI solicitor Rynne Hanrahan & Associates, Abbington House, 4 Limerick Road, Ennis, Co Clare, and Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare 2014-06-30 found breached

    In the matter of John JA Rynne, solicitor, formerly practising as Rynne Hanrahan & Associates, Abbington House, 4 Limerick Road, Ennis, Co Clare, and in the firm of Hanrahan Rynne Solicitors, 3B Riverside Business Park,…

    strike_off View decision
  • John JA Rynne
    LSI solicitor Rynne Hanrahan & Associates, Abbington House, 4 Limerick Road, Ennis, Co Clare, and Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare 2014-06-30 found breached

    In the matter of John JA Rynne, solicitor, formerly practising as Rynne Hanrahan & Associates, Abbington House, 4 Limerick Road, Ennis, Co Clare, and in the firm of Hanrahan Rynne Solicitors, 3B Riverside Business Park,…

    strike_off View decision
  • John JA Rynne
    LSI solicitor Rynne Hanrahan & Associates, Abbington House, 4 Limerick Road, Ennis, Co Clare, and Hanrahan Rynne Solicitors, 3B Riverside Business Park, Ennis, Co Clare 2014-06-30 found breached

    In the matter of John JA Rynne, solicitor, formerly practising as Rynne Hanrahan & Associates, Abbington House, 4 Limerick Road, Ennis, Co Clare, and in the firm of Hanrahan Rynne Solicitors, 3B Riverside Business Park,…

    strike_off View decision
  • Angela Farrell
    LSI solicitor Farrell Solicitors, 28 North Great George’s Street, Dublin 1 2014-06-24 found breached

    In the matter of Angela Farrell, a solicitor formerly practising as Farrell Solicitors, 28 North Great George’s Street, Dublin 1, and in the matter of the Solicitors Acts 1954-2011 [6102/DT112/13 and 2014 no 57SA] Law S…

    strike_off View decision
  • David Walsh
    LSI solicitor David Walsh & Co, Solicitors, 12 Mount Street, Mullingar, Co Westmeath 2014-05-27 found breached

    In the matter of David Walsh, solicitor, formerly practising as David Walsh & Co, Solicitors, at 12 Mount Street, Mullingar, Co Westmeath, and in the matter of the Solicitors Acts 1954-2011 [4550/DT143/12 and 2014 no 41…

    strike_off View decision
  • David Walsh
    LSI solicitor David Walsh & Co, Solicitors, 12 Mount Street, Mullingar, Co Westmeath 2014-05-27 found breached

    In the matter of David Walsh, solicitor, formerly practising as David Walsh & Co, Solicitors, at 12 Mount Street, Mullingar, Co Westmeath, and in the matter of the Solicitors Acts 1954-2011 [4550/DT141/12 and 2014 no 40…

    strike_off View decision
  • David Walsh
    LSI solicitor David Walsh & Co, Solicitors, 12 Mount Street, Mullingar, Co Westmeath 2014-05-27 found breached

    In the matter of David Walsh, solicitor, formerly practising as David Walsh & Co, Solicitors, at 12 Mount Street, Mullingar, Co Westmeath, and in the matter of the Solicitors Acts 1954-2011 [4550/DT68/11 and 2014 no 36 …

    strike_off View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.