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discipline 4 October 2026

The duty in context

No improper communication with the court court

The lawyer must not communicate with the court on a matter of substance in the opponent's absence except where permitted, and must promptly disclose to the opponent any such communication.

765 cases 58% strike-off avg suspension 20.0 mo avg fine 58,571 272 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook no clear equivalent
Cayman Islands Legal Services Code 2026 no clear equivalent
AU Solicitors Solicitors' Conduct Rules Rules 22.5; 22.6 strong 110 cases
22.5 A solicitor must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless: ... 22.6 A solicitor must promptly tell the opponent what passes between the solicitor and a court in a communication referred to in Rule 22.5.
AU Barristers Uniform Barristers Rules rr53-54 strong 50 cases
A barrister must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless [permitted]. A barrister must promptly tell an opponent what passes between the barrister and a court in a communication referred to in Rule 53.
IE Solicitors Law Society Guide Ch5 — Communication with the court strong 83 cases
A solicitor should not discuss the merits of a case with the judge, registrar, clerk or other official before whom a case is pending. Where during the case a written communication to the court is required, the solicitor should deliver a copy of the communication to the opposing party.
IE Barristers Bar Code of Conduct Rule 5.28; Rule 5.29 strong 83 cases
Barristers shall not approach a Judge to discuss with them any matter then pending or at hearing before that Judge without the consent of the Judge and their opposing lawyer or lay litigant being present during such approach.
JM Attorneys Canons of Professional Ethics Canon V(i) partial 38 cases
In any proceeding in a Court an Attorney shall not communicate or cause any other person to communicate with a juror as to the merits of such proceedings, and shall only do so with a Judge or person exercising Judicial functions:- (i) in the normal course of the proceedings, or (ii) where authorised by law, or the practice of the Courts or with the consent of the parties.
JE Lawyers Law Society of Jersey Code G.3.4 partial
Members must not discuss the merits of a case with a member of the judiciary before whom a case is pending or by whom it may be heard unless invited to do so in the presence of the lawyer for the other side.
ON Lawyers LSO Rules of Prof. Conduct r 5.1-2(d) partial
When acting as an advocate, a lawyer shall not ... endeavour or allow anyone else to endeavour, directly or indirectly, to influence the decision or action of a tribunal or any of its officials in any case or matter by any means other than open persuasion as an advocate
BC Lawyers BC Code r 2.1-2(d) partial 24 cases
A lawyer should never seek privately to influence a court or tribunal, directly or indirectly, in the lawyer's or a client's favour, nor should the lawyer attempt to curry favour with juries by fawning, flattery or pretended solicitude for their personal comfort.
NZ Lawyers Conduct & Client Care Rules r 13.2.2 strong
A lawyer must not discuss any case or matter before the court with any judicial officer involved in the proceeding either formally or informally outside of the rules of procedure ... In cases of doubt, the lawyers for other parties (or if a party is not represented, then the party concerned) should be informed of any matters being brought before the court.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 r 30 (Communication with court) partial 10 cases
30 Communication with court
HK Solicitors Solicitors' Guide Principle 10.02 Commentary 2-3 strong
Except in the course of an application to the court, a solicitor must not discuss the merits of the case with a judge, magistrate or other adjudicator before whom a case is pending ... unless invited to do so in the presence of the solicitor or barrister for the other side ... a solicitor shall at the same time deliver a copy of it to his professional adversary.
HK Barristers Bar Code of Conduct para 10.48 strong
A practising barrister must not, outside of an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the Court concerning any matter of substance in connection with current proceedings unless ... A practising barrister must promptly inform an opponent of what has passed between the barrister and the Court in a communication referred to in sub-paragraph (a) hereof.

Cases dealing with this duty

Clear

765 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Alan Vincent Farnell
    SDT solicitor 10200/2009 2009-01-01 found breached

    Breaches, Client Money, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Bradfield, John Gordon
    OLSC solicitor Bradfield Anderson Solicitors 2008-12-18 found breached

    1. Breached Section 479 of the Legal Profession Act, 2004 - conduct of mortgage practices 2. Breached Section 117 of the Legal Profession Act, 1987 - conduct of mortgage practices 3. Failed to ensure that advances by va…

    Immediate suspension of Practising Certificate $0.00 Receiver Appointed: Yes Receiver Appointed View decision
  • Farr (nee Tangney), Clare Catherine Mary
    OLSC solicitor (Formerly) Kirkpatrick Farr & Associates [2008] NSWADT 307 2008-11-14 found breached

    1. Failure to communicate 2. Failure to provide documents 3. Gross delay 4. Knowingly swore a false statutory declaration 5. Misled or attempted to mislead the Law Society 6. Hindered, obstructed or delayed the Investig…

    Costs Removal of practitioner's name from the Roll of Local Lawyers (14/05/2009 Disciplinary Action) $0.00 Appeal Status: Dismissed Appeal Decision 2 PDFs View decision
  • Muir, Brian Thomas Gregory
    OLSC solicitor (Formerly) Brian Muir [2008] NSWADT 286 2008-10-22 found breached

    1. Breached Section 61 of the Legal Profession Act,1987 - handling of trust moneys 2. Breached Section 62 of the Legal Profession Act,1987 - keeping of trust accounts 3. Breached Section 255 of the Legal Profession Act …

    Costs Removal of practitioner's name from the Roll of Local Lawyers $0.00 1 PDF View decision
  • Douglas John WINNING
    LSC-QLD solicitor Winning & Sorenson 2008-10-13 found breached

    Guilty of professional misconduct on 1 charge.

    other 2 PDFs View decision
  • Nor ain Bte Abu Bakar
    SG-DT lawyer Abu Bakar Tan Ibrahim & Partners 2008-10-08 found breached
    Struck off the roll with immediate effect 1 PDF View decision
  • Chua Seng Hock Peter
    SG-DT lawyer Peter Chua & Partners 2008-10-08 found breached
    Struck off the roll with immediate effect 1 PDF View decision
  • TOMAS MIJATOVIC
    LPBWA lawyer PO Box 298 LEEDERVILLE WA 6007 Legal Practitioners Complaints Committee v Mijatovic [2008] WASC 214 2008-10-06 found breached

    Struck Off the Roll of Practitioners

    Struck Off the Roll of Practitioners 1 PDF View decision
  • James Xavier MADDEN
    LSC-QLD solicitor Madden & Co 2008-09-30 found breached

    Guilty of unsatisfactory professional conduct on 1 charge. Guilty of professional misconduct on 5 charges.

    other 1 PDF View decision
  • Madden, Philip Macdonald
    OLSC solicitor Maddens Lawyers [2008] NSWADT 210 2008-07-31 found breached

    1. Failure to account to client for money received by client 2. False statement in a cross claim (x2) 3. Commencing a cross claim whilst proving unable to establish that claim 4. False statement in correspondence with a…

    Conditions on Practising Certificate Costs Fine Reprimand Suspension of Practising Certificate for a period of 12 months from 31 July 2008 $7,500.00 1 PDF View decision
  • Beriston Bryan
    GLC attorney 44 of 2006 2008-05-17 found breached

    Fined | Disciplinary Committee decision delivered May 17, 2008. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COMPLAINT No. 44/2006 IN THE MATTER of the complaint by Carl Leadbeater agains…

    Fined 1 PDF View decision
  • BARRY MICHAEL RICHARDSON
    LPBWA lawyer PO Box 973 INGLEWOOD WA 6932 Legal Practitioners Complaints Committee v Richardson [2008] WASAT 116 2008-05-01 found breached

    Unprofessional Conduct and Suspended

    Unprofessional Conduct and Suspended 1 PDF View decision
  • H S Fernando & P Rajoo
    SDT solicitor 10078/2008 2008-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off, Suspend - Indefinite 1 PDF View decision
  • Vincent Okey Udah and Others
    SDT solicitor 10126/2008 2008-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Richard John Swinburn
    SDT solicitor 9897/2008 2008-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • John Robert Peter Middleton
    SDT solicitor 9915/2008 2008-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules, Others

    Suspend - Indefinite 1 PDF View decision
  • Derek John Leonard
    SDT solicitor 9896/2008 2008-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Viresh Patel
    SDT solicitor 9950/2008 2008-01-01 found breached

    Breaches, Delays, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Hossein Gharaie
    SDT solicitor 9981/2008 2008-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Mojisola Adetokunbo Adesola Kareem
    SDT solicitor 10066/2008 2008-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Trevor Symonds
    SDT solicitor 10097/2008 2008-01-01 found breached

    Breaches, Failures, Others

    Strike off 1 PDF View decision
  • John Rhys Davies
    SDT solicitor 10086/2008 2008-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • M J Ashraf & 2 Others
    SDT solicitor 9879/2008 2008-01-01 found breached

    Breaches, Criminal Convictions, Failures, Solicitors' Accounts Rules

    Strike Off Register of Foreign Lawyers, Suspend - Fixed Period 1 PDF View decision
  • Henry Earl Ellis
    SDT solicitor 10121/2008 2008-01-01 found breached

    Failures, Solicitors' Accounts Rules

    Suspend - Indefinite 1 PDF View decision
  • Lynn Diane Cornthwaite
    SDT solicitor 9872/2008 2008-01-01 found breached

    Breaches, Client Money, Delays, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.