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discipline 4 October 2026

The duty in context

No improper communication with the court court

The lawyer must not communicate with the court on a matter of substance in the opponent's absence except where permitted, and must promptly disclose to the opponent any such communication.

765 cases 58% strike-off avg suspension 20.0 mo avg fine 58,571 272 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook no clear equivalent
Cayman Islands Legal Services Code 2026 no clear equivalent
AU Solicitors Solicitors' Conduct Rules Rules 22.5; 22.6 strong 110 cases
22.5 A solicitor must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless: ... 22.6 A solicitor must promptly tell the opponent what passes between the solicitor and a court in a communication referred to in Rule 22.5.
AU Barristers Uniform Barristers Rules rr53-54 strong 50 cases
A barrister must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless [permitted]. A barrister must promptly tell an opponent what passes between the barrister and a court in a communication referred to in Rule 53.
IE Solicitors Law Society Guide Ch5 — Communication with the court strong 83 cases
A solicitor should not discuss the merits of a case with the judge, registrar, clerk or other official before whom a case is pending. Where during the case a written communication to the court is required, the solicitor should deliver a copy of the communication to the opposing party.
IE Barristers Bar Code of Conduct Rule 5.28; Rule 5.29 strong 83 cases
Barristers shall not approach a Judge to discuss with them any matter then pending or at hearing before that Judge without the consent of the Judge and their opposing lawyer or lay litigant being present during such approach.
JM Attorneys Canons of Professional Ethics Canon V(i) partial 38 cases
In any proceeding in a Court an Attorney shall not communicate or cause any other person to communicate with a juror as to the merits of such proceedings, and shall only do so with a Judge or person exercising Judicial functions:- (i) in the normal course of the proceedings, or (ii) where authorised by law, or the practice of the Courts or with the consent of the parties.
JE Lawyers Law Society of Jersey Code G.3.4 partial
Members must not discuss the merits of a case with a member of the judiciary before whom a case is pending or by whom it may be heard unless invited to do so in the presence of the lawyer for the other side.
ON Lawyers LSO Rules of Prof. Conduct r 5.1-2(d) partial
When acting as an advocate, a lawyer shall not ... endeavour or allow anyone else to endeavour, directly or indirectly, to influence the decision or action of a tribunal or any of its officials in any case or matter by any means other than open persuasion as an advocate
BC Lawyers BC Code r 2.1-2(d) partial 24 cases
A lawyer should never seek privately to influence a court or tribunal, directly or indirectly, in the lawyer's or a client's favour, nor should the lawyer attempt to curry favour with juries by fawning, flattery or pretended solicitude for their personal comfort.
NZ Lawyers Conduct & Client Care Rules r 13.2.2 strong
A lawyer must not discuss any case or matter before the court with any judicial officer involved in the proceeding either formally or informally outside of the rules of procedure ... In cases of doubt, the lawyers for other parties (or if a party is not represented, then the party concerned) should be informed of any matters being brought before the court.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 r 30 (Communication with court) partial 10 cases
30 Communication with court
HK Solicitors Solicitors' Guide Principle 10.02 Commentary 2-3 strong
Except in the course of an application to the court, a solicitor must not discuss the merits of the case with a judge, magistrate or other adjudicator before whom a case is pending ... unless invited to do so in the presence of the solicitor or barrister for the other side ... a solicitor shall at the same time deliver a copy of it to his professional adversary.
HK Barristers Bar Code of Conduct para 10.48 strong
A practising barrister must not, outside of an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the Court concerning any matter of substance in connection with current proceedings unless ... A practising barrister must promptly inform an opponent of what has passed between the barrister and the Court in a communication referred to in sub-paragraph (a) hereof.

Cases dealing with this duty

Clear

765 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • George Stephen Mills
    SDT solicitor 9817/2007 2007-01-01 found breached

    Breaches, Failures

    Suspend - Indefinite 1 PDF View decision
  • 9793-2007 - Sohrab Taheri
    SDT solicitor 9793/2007 2007-01-01 found breached

    Failures

    Suspend - Indefinite 1 PDF View decision
  • Stephen John Roberts
    SDT solicitor 9635/2007 2007-01-01 found breached

    Failures, Others

    Suspend - Indefinite 1 PDF View decision
  • Vanessa Glover
    SDT solicitor 9849/2007 2007-01-01 found breached

    Client Money, Delays, Failures

    S.43 Order (clerks) 1 PDF View decision
  • Ellen Jayne Godsell
    SDT solicitor 9794/2007 2007-01-01 found breached

    Breaches, Client Money, Solicitors' Accounts Rules, Others

    Suspend - Indefinite 1 PDF View decision
  • Mubeen Kashmiri & Mahendra Chandmal Jain
    SDT solicitor 9657/2007 2007-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off, Suspend - Indefinite 1 PDF View decision
  • B O Okafor & O L Ohre-Emuobosa
    SDT solicitor 9676/2007 2007-01-01 found breached

    Client Money, Failures, Solicitors' Accounts Rules

    Strike off, Suspend - Fixed Period 1 PDF View decision
  • VIJITHA GAMINI DE ALWIS
    LPBWA lawyer Suite 3, 1st Floor 544 Hay Street PERTH WA 6000 Legal Practitioners Complaints Committee v De Alwis [2006] WASCA 198 2006-09-29 found breached

    Struck Off the Roll of Practitioners

    Struck Off the Roll of Practitioners 1 PDF View decision
  • JANET WALTON
    LPBWA lawyer PO Box 45 OSBORNE PARK WA 6917 Legal Practitioners Complaints Committee v Walton [2006] WASAT 155 2006-06-06 found breached

    Unprofessional Conduct and Unsatisfactory Conduct by way of Unprofessional Conduct and Suspended

    Unprofessional Conduct and Unsatisfactory Conduct by way of Unprofessional Conduct and Suspended 1 PDF View decision
  • BENJAMIN SHAWN MORTON
    LPBWA lawyer PO Box 501 WEST PERTH WA 6872 Legal Practitioners Complaints Committee v Morton [2006] WASAT 172 2006-04-19 found breached

    Unprofessional Conduct and Unsatisfactory Conduct by way of Unprofessional Conduct

    Unprofessional Conduct and Unsatisfactory Conduct by way of Unprofessional Conduct 1 PDF View decision
  • Pitsikas, Spero
    OLSC solicitor S Pitsikas & Associates [2006] NSWADT 102 2006-04-07 found breached

    1. Failure to account for trust money in breach of Section 61 of the Legal Profession Act 1987 2. Failure to keep proper trust records in breach of Section 62 of the Legal Profession Act 1987 3. Wilful breaches of trust…

    Costs Removal of practitioner's name from the Roll of Local Lawyers $0.00 1 PDF View decision
  • Thomas Flood
    LSI solicitor 2 The Gap, Barndarrig, Co Wicklow 2006-03-06 found breached

    THE HIGH COURT 2006 No 7 SA In the matter of Thomas Flood, solicitor, and in the matter of the Solicitors Acts 1954 to 2002 Law Society of Ireland (applicant) Thomas Flood (respondent solicitor) On 6 March 2006, the pre…

    strike_off View decision
  • Nicholas Gerard McCormick
    SSDT solicitor Nicholas Gerard McCormick, Solicitor, 28 Victoria Street, Newton Stewart 2006-01-11 found breached
    strike_off No Appeal 1 PDF View decision
  • Peter Anthony Yeeles
    SDT solicitor 9326/2006 2006-01-01 found breached

    Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Craig Wilkinson
    SDT solicitor 9622/2006 2006-01-01 found breached

    Failures, Others

    Strike off 1 PDF View decision
  • Peter Edward Creed
    SDT solicitor 9447/2006 2006-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Suspend - Indefinite 1 PDF View decision
  • Bernardo De Abbeville Paz-Penia De Vire
    SDT solicitor 9626/2006 2006-01-01 found breached

    Breaches, Failures

    Suspend - Indefinite 1 PDF View decision
  • C C Okirie and O Okenla
    SDT solicitor 9629/2006 2006-01-01 found breached

    Client Money, Failures, Others

    Reprimand, Strike off 1 PDF View decision
  • 9623-2006 - James Donald Rory Anderson
    SDT solicitor 9623/2006 2006-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Anthony Tudor Rees
    SDT solicitor 9537/2006 2006-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Elinor Elaine Gentles
    SDT solicitor 9462/2006 2006-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Suspend - Indefinite 1 PDF View decision
  • Jeremy Charles Barley
    SDT solicitor 9598/2006 2006-01-01 found breached

    Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • C Bong & Another
    SDT solicitor 9434/2006 2006-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules, Others

    Fine, Suspend - Indefinite 1 PDF View decision
  • Grahame Simon Bloom
    SDT solicitor 9521/2006 2006-01-01 found breached

    Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • David Alexander Farbrother
    SDT solicitor 9429/2006 2006-01-01 found breached

    Breaches, Failures, Others

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.