Peter John Sale
Allegation / charges
Breaches, Client Money, Failures, Solicitors' Accounts Rules
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Peter John Sale, a solicitor admitted in 1979 and partner in McMillan Williams, was found to have misused clients' funds for his personal benefit (£15,274.48) and for other clients not entitled (£8,525.00), causing a minimum client account shortage of £24,549.48 (since rectified). He failed to pay £750 ex gratia payment into client account, over-billed two estates by at least £14,147.85, raised an invalid bill, and caused false entries in the books. Despite strong mitigation regarding his psychiatric condition (depression, alcohol dependence, suicidal actions) and pressure to increase office income, the Tribunal found he acted dishonestly and struck him off the Roll, ordering costs of £3,377.19.
Duties found breached:
- No taking unfair advantage
- No improper use of client money
- Prompt accounting and return of money
- Accounting records, reconciliation and reports
- No improper solicitation or touting
Aggravating factors:
- Use of clients' money for personal benefit
- Creation of false entries in books of account
- Multiple over-billings and an invalid bill
Mitigating factors:
- Severe psychiatric condition - depression, anxiety, profound suicidal thoughts and actions, including suicide attempt
- Alcohol dependence (recognised and resolved with treatment)
- No suggestion of impropriety from admission in 1979 until 1991
- Constant pressure from partnership to increase office income led to inflating bills
- Open and frank when questioned; readily accepted wrongdoing
- Deep regret; cooperated fully with Investigation Accountant
- Shortage rectified during inspection