The duty in context
No improper benefit, loan or bequest client
The lawyer must not procure a gift, bequest, loan or other benefit from a client beyond fair remuneration, and must ensure the client is independently advised where such a benefit is conferred.
How the codes express this duty
E&W Solicitors SRA Principles & Code CCS 1.2 partial 89 cases
1.2 You do not abuse your position by taking unfair advantage of clients or others.
SRA Code of Conduct for Solicitors, RELs and RFLs · 2019 · archived copy · official source ↗
E&W Barristers BSB Handbook gC18; gC19 partial
gC18 The following may reasonably be seen as compromising your independence in breach of Rule 8 ... .2 lending money to any such client ...; or .3 accepting any money (whether as a loan or otherwise) from any client, professional client or other intermediary, unless it is a payment for your professional services or reimbursement of expenses or of disbursements made on behalf of the client; gC19 If you are offered a gift ... you should consider carefully whether the circumstances and size of the gift would reasonably lead others to think that your independence had been compromised.
BSB Handbook · current · archived copy · official source ↗
Cayman Islands Legal Services Code 2026 R.7.9 partial
An attorney-at-law shall ensure that any gratuitous benefit received from a client, whether monetary or non-monetary, is compliant with applicable legislation on bribery and corruption, and any other regulation applicable to attorneys-at-law and recognised law entities in respect of gifts.
Cayman Islands Legal Services Code of Professional Conduct · 2026 · archived copy
AU Solicitors Solicitors' Conduct Rules Rules 12.2; 12.3 strong 32 cases
12.2 A solicitor must not do anything: (a) calculated to dispose a client or a third party to confer on the solicitor... any benefit in excess of the solicitor's fair and reasonable remuneration... 12.3 A solicitor must not borrow any money, nor assist an associate to borrow money, from: 12.3.1 a client of the solicitor or of the solicitor's law practice...
Australian Solicitors' Conduct Rules · 2015 (June 2026 compilation) · archived copy · official source ↗
AU Barristers Uniform Barristers Rules rr46-47 strong 5 cases
A barrister must not in any dealings with a client exercise any undue influence intended to dispose the client to benefit the barrister in excess of the barrister's fair remuneration ... A barrister must not receive any money or property by way of loan from any client, the relative of a client or a business entity ... during the course of a retainer with that client unless the ordinary business ... includes lending money.
Legal Profession Uniform Conduct (Barristers) Rules · 2015 (as amended 14 May 2025) · archived copy · official source ↗
IE Solicitors Law Society Guide Ch3 — Bequests or gifts by client to solicitor, staff or family; Borrowing money from a client strong 13 cases
Where a client intends to bequeath under their will or make a gift by deed to the solicitor drafting the will or deed, or to a partner, staff member, or member of the family of that solicitor, then the solicitor should not act and should advise the testator to consult another firm... A solicitor should not borrow money from a client unless that client is independently represented by another firm in that transaction or it is part of the business of the client to lend money.
Solicitor's Guide to Professional Conduct (Law Society of Ireland) · 4th ed. (2022) · archived copy · official source ↗
IE Barristers Bar Code of Conduct no clear equivalent
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code R.6.9 strong
A member must not enter into a contract with a client, or prepare a document... by which the client confers a gratuitous benefit, whether monetary or non-monetary, on that member, a close relative or a partner or employee of that member's firm or the member's employer unless: a) the benefit or the value of the benefit so conferred is no more than the lesser of £500 or (where applicable) one half of one per cent of the client's current estimated net estate.
Law Society of Jersey Code of Conduct · 1 January 2017 · archived copy · official source ↗
ON Lawyers LSO Rules of Prof. Conduct r 3.4-39; r 3.4-28.1 strong
3.4-39 Unless the client is a family member of the lawyer or the lawyer's partner or associate, a lawyer must not prepare or cause to be prepared an instrument giving the lawyer or an associate a gift or benefit from the client, including a testamentary gift. [3.4-28.1 Except for borrowing from a regulated lender or from a related person, a lawyer shall not borrow from a client.]
Law Society of Ontario — Rules of Professional Conduct · current · archived copy · official source ↗
BC Lawyers BC Code r 3.4-38 strong 6 cases
Unless the client is a family member of the lawyer or the lawyer's partner or associate, a lawyer must not prepare or cause to be prepared an instrument giving the lawyer or an associate a gift or benefit from the client, including a testamentary gift.
Code of Professional Conduct for British Columbia (BC Code) · 2017 · archived copy · official source ↗
NZ Lawyers Conduct & Client Care Rules r 5.8 / r 5.10 strong
A lawyer must not accept a gift from a client if there is a possibility of the gift being or appearing to be inconsistent with the trust and confidence reposed by the client. ... A lawyer must not draft or assist in drafting a provision of a will or other instrument under which the lawyer may take a benefit ... unless, before the execution of the will or instrument, the person concerned has taken independent advice.
Lawyers and Conveyancers Act (Lawyers: Conduct and Client Care) Rules 2008 · SR 2008/214 · archived copy · official source ↗
SCO Solicitors LSS Standards of Conduct B1.8 partial 7 cases
Where you are consulted about a matter in which you have, or your practice unit has, a personal or a financial interest, the position must be made clear to the client as soon as possible.
Law Society of Scotland — Practice Rules 2011, Rule B1 (Standards of Conduct) · 2011 · archived copy · official source ↗
SG Lawyers Professional Conduct Rules 2015 r 23 (Prohibited borrowing transactions); r 24 (Purchases from client); r 25 (Gifts from client) strong 4 cases
23 Prohibited borrowing transactions; 24 Purchases from client; 25 Gifts from client
Legal Profession (Professional Conduct) Rules 2015 · 2015 · archived copy · official source ↗
HK Solicitors Solicitors' Guide Principle 7.05 strong
A solicitor must tell a client who offers him a gift that the client is not obliged to give him anything. A solicitor must refuse any gift to him as a solicitor if it is significant in value unless the client is independently advised as to the gift. A solicitor must not do anything which might be construed as inviting a gift from a client.
Hong Kong Solicitors' Guide to Professional Conduct (Volume 1) · current · archived copy · official source ↗
HK Barristers Bar Code of Conduct para 9.5 strong
Apart from the payment of fees for professional services or reimbursement of expenses or of disbursements or of agreed interest thereon, a practising barrister must not, whether by himself or through anyone acting for and on his behalf, accept any money, whether by way of gift, loan or otherwise, from a lay client, the relative of a client or a business entity of which a client is a director, partner or manager.
Code of Conduct of the Bar of the Hong Kong SAR · 2018 · archived copy · official source ↗
Cases dealing with this duty
158 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern
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Gordon Wayne Ruley
Rule 3-7.1 Consent Agreement
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Alison Haley Griffiths
Breaches, Client Money, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Criminal Convictions, Dishonesty, SRA Principles 2011, SRA Principles 2019
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Nigel John Weller
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2019
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Lewis Brady
Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
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Fasar Mahmood
Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2011
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Duren, Lillian
The solicitor contravened: (1) Section 148 of the Legal Profession Uniform Law (NSW) (Uniform Law): Caused, without reasonable excuse, deficiencies in accounts held by her law practice, being the trust account and statu…
Costs Reprimand Solicitor to undertake and complete further legal education The solicitor must not apply for a practising certificate that would authorise her to be a principal of a law practice until after she has held five practising certificates for five separate practising certificate years that authorise her to engage in supervised legal practice; further, that she has, during that five year period practised as a legal practitioner. The solicitor is not authorised to receive or otherwise deal with trust money while holding a practising certificate other than one authorising her to be a principal of a Law Practice. At the time of entering into any contract of employment as a legal practitioner the solicitor is to inform the employer, in writing, of the Tribunal proceedings and the Reasons for Decision. $0.00 Proceedings Instituted 1 PDF View decision -
Respondent AR
Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019
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Belinda Owusuah Sarkodie
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
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(unnamed)
Appeals
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Lois Yvonne Bayliss
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
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Philip Julian Paul Hyland
Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019
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Jasvinder Singh Gill
Breaches, Code of Conduct 2011, SRA Principles 2011
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Sunny Sidhu
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
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Mackey, John Charles
The Respondent Solicitor made unauthorised withdrawals of commission in breach of his fiduciary duty to the beneficiaries of two deceased estates. In particular, the Respondent Solicitor: a. made calculations and paymen…
Reprimand Solicitor to undertake and complete further legal education $0.00 About About the OLSC The Commissioner History Mission statement Structure Contact Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot Topics 78 Legal Information Access Centre (LIAC), State Library of NSW , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision -
Michael Shane Dugas
Rule 3-7.1 Consent Agreement
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Frederick William Adams
Code of Conduct for Firms 2019, Lack of Integrity, SRA Principles 2019
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Jack Grunhut
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019
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Christopher Michael Haddock
Breaches, Client Money, Solicitors' Accounts Rules
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Brian Sarney
Breaches, Failures, Solicitors' Accounts Rules
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Calvin Benjamin Rose
Guilty of Professional Misconduct | Disciplinary Committee decision delivered July 30, 2022. || Suspended, Fined | Disciplinary Committee decision delivered January 04, 2023. View PDF DECISION OF THE DISCIPLINARY COMMIT…
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James Borbor Allie
Breaches, Client Money, Failures, Solicitors' Accounts Rules
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Mohammud Massood Joomratty
Rule 3-7.1 Consent Agreement
Rule 3-7.1 Consent Agreement View decision
Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.