Decision record
Nicholas Pounder
Allegation / charges
Client Money, Criminal Convictions
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Nicholas Pounder, a solicitor and partner at David & Snape, was convicted in the Crown Court on 18 counts (with 71 offences taken into consideration) of theft from clients and false accounting, involving misappropriation of client funds of around £81,250 (with total defalcations exceeding £128,000) over a six-year period. He was sentenced to 18 months' imprisonment and ordered to pay compensation of £100,962.43. He created bogus letters and attendance notes to disguise misappropriations, including from vulnerable Court of Protection clients. The Tribunal found the allegation substantiated, found dishonesty, and struck him off the Roll, ordering costs of £7,000.
Duties found breached:
Aggravating factors:
- Dishonesty extended over a six year period
- Prolonged and deliberate course of conduct
- Attempts to disguise actions by creating false paper trails
- Abuse of trust of vulnerable clients under Court of Protection
- Money used for personal benefit
Mitigating factors:
- Guilty plea at first opportunity
- Previous good character
- Attempts at reparation including loan, compensation order and repayment of £58,000
- Functioning under extreme psychological/workplace pressure per psychiatric report