David Alan Barrowclough
Allegation / charges
Client Money, Criminal Convictions, Failures, Solicitors' Accounts Rules, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
A sole practitioner admitted in 1994, granted a waiver to practise alone, misappropriated client funds, failed to bank client monies, rendered a false estate account, and misused Legal Aid Board funds. Client account shortages of £37,539.70 and £10,622.40 were identified. He was convicted at Preston Crown Court of twelve counts of theft and sentenced to four years' imprisonment (concurrent), with a confiscation order of £218,635. The Tribunal found all allegations substantiated and found dishonesty at the highest end of the scale, striking him off the roll and ordering him to pay costs (including the Investigation Accountant's costs) to be taxed if not agreed.
Duties found breached:
- Not mislead third parties or opponents
- No improper use of client money
- No improper solicitation or touting
Aggravating factors:
- Dishonesty at the highest end of the scale
- Theft from probate cases
- Concealed existence of firm's office account from the Investigation Accountant
- Convicted of twelve offences of theft with four years' imprisonment
- Abandoned his practice leaving clients without representation
- Law Society's Compensation Fund paid out £101,813.80 with further pending claims of approximately £106,000
Mitigating factors:
- Young and inexperienced practitioner who was a sole principal
- Articles shortened by six months and allowed to practise alone shortly after qualifying
- Under considerable stress; received psychiatric treatment and was hospitalised for three months
- Made full and frank disclosure to police and assisted investigation
- Repaid the outstanding monies by selling properties and using savings
- Expressed apology and acknowledged seriousness