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discipline 30 September 2026

The duty in context

Handle inadvertently received material client

On receiving confidential or privileged material disclosed by mistake, the lawyer must not use it and must return, destroy or delete it and notify the other party.

391 cases 60% strike-off avg suspension 17.5 mo avg fine 52,909 172 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code CCS 6.4(d) partial 227 cases
6.4 ... except when: ... (d) the information is contained in a privileged document that you have knowledge of only because it has been mistakenly disclosed.
E&W Barristers BSB Handbook rC26.6; gC86 partial 7 cases
rC26 You may cease to act on a matter on which you are instructed and return your instructions if: ... .6 you become aware of confidential or privileged information or documents of another person which relate to the matter on which you are instructed;
Cayman Islands Legal Services Code 2026 R.5.2.2(b) partial
where the information in question is received under a duty of confidence, including mistaken disclosure, or receipt where it is agreed with the client that no duty to disclose arises or a different standard of disclosure applies
AU Solicitors Solicitors' Conduct Rules Rules 31.1; 31.3 strong 61 cases
31.1 ...a solicitor to whom material known or reasonably suspected to be confidential is disclosed... and who is aware that the disclosure was inadvertent must not use the material and must: 31.1.1 return, destroy or delete the material (as appropriate) immediately upon becoming aware that disclosure was inadvertent; and 31.1.2 notify the other solicitor or the other person of the disclosure... 31.3 If a solicitor is instructed by a client to read confidential material received in error, the solicitor must refuse to do so.
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch4 — Material disclosed by mistake; Receipt of information intended for the other party strong 34 cases
If a privileged communication is inadvertently disclosed to another party, the solicitor can still assert privilege on behalf of the client. Solicitors should not knowingly open privileged communications not addressed to the solicitor or the solicitor's firm. If a solicitor mistakenly acquires such communications, then privilege is retained by the sender.
IE Barristers Bar Code of Conduct Rule 7.6 partial 34 cases
No Barrister shall use for any professional or private purpose or otherwise disclose any information on professional matters obtained accidentally or otherwise from observation of documents or from conversation with or between colleagues in or outside of the Law Library.
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code G.2.20-G.2.21 strong
If, during the course of a matter, a member receives information or documents from either a client or a third party, which clearly appear to have been (a) disclosed inadvertently or (b) obtained improperly, the member must return such information or documents to the rightful owner without use being made of the information or documents.
ON Lawyers LSO Rules of Prof. Conduct r 7.2-10 partial
A lawyer who receives a document relating to the representation of the lawyer's client and knows or reasonably ought to know that the document was inadvertently sent shall promptly notify the sender.
BC Lawyers BC Code r 7.2-10 strong 21 cases
A lawyer who has access to or comes into possession of a document that the lawyer has reasonable grounds to believe belongs to or is intended for an opposing party and was not intended for the lawyer to see, must: (a) in the case of a paper document, return it unread and uncopied to the party to whom it belongs, (b) in the case of an electronic document, delete it unread and uncopied and advise the party to whom it belongs that that was done,
NZ Lawyers Conduct & Client Care Rules r 13.9.4 strong
If a lawyer becomes aware that privileged information or documents have been inadvertently released in circumstances where privilege has not been waived, the lawyer must not disclose the contents of the material to a client, must inform the other lawyer (or litigant if unrepresented) of the release, and must return any documents forthwith.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 8.03 Commentary 6 strong
Where it is obvious to a solicitor that documents have been mistakenly disclosed to him on discovery or otherwise he must immediately cease to read the documents, inform the other side and return the documents without making copies. The solicitor should inform his client.
HK Barristers Bar Code of Conduct para 10.45 partial
If before or during a case, a document belonging to the other side should come into the possession of Counsel, he should if he intends to make any use of it inform his opponent that it has come into his possession. This information should be communicated in sufficient time for the opponent to raise an objection to the use of the document.

Cases dealing with this duty

Clear

391 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Travis Keith Sturgeon
    LSC-QLD solicitor Miles Harris Lawyers 2019-09-16 found breached

    Guilty of professional misconduct

    Struck off 1 PDF View decision
  • McDonald, Geoffrey David
    OLSC barrister Ninth Floor Windeyer Chambers [2019] NSWCATOD 127 2019-08-22 found breached

    1. Failed to give proper consideration to the effect, or possible effect, on the recipient of an email sent to the complainant 2. Drafted and entered into an agreement to the effect that the complainant had no complaint…

    Costs Reprimand Make a formal written apology $0.00 Proceedings Instituted 1 PDF View decision
  • RONALD WILLIAM BOWER
    LPBWA lawyer Level 4, Irwin Chambers 16 Irwin Street PERTH WA 6000 Legal Profession Complaints Committee v Bower [2019] WASC 2019-07-31 found breached

    Struck Off the Roll of Practitioners

    Struck Off the Roll of Practitioners 1 PDF View decision
  • Thadsanamorthy, Viji
    OLSC solicitor Viji Thadsan Solicitor [2019] NSWCATOD 96 2019-06-28 found breached

    Professional Misconduct 1. Breach of section 137 LPUL - Certain trust money to be deposited in general trust account 2. Breach of section 146 LPUL - Intermixing money 3. Misappropriation Unsatisfactory Professional Cond…

    Costs Fine Practitioner to undertake and complete further legal education Reprimand $5,000.00 Proceedings Instituted 1 PDF View decision
  • Howard A. Lettman
    GLC attorney 16 of 2016 2019-05-25 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered May 25, 2019. || Suspended until Restitution Complete | Disciplinary Committee decision delivered June 22, 2019. View PDF DECISION OF THE DIS…

    Guilty of Professional Misconduct 1 PDF View decision
  • Zhukovska, Myroslava
    OLSC solicitor McMahon Todd Pty Ltd [2019] NSWCATOD 66 2019-05-08 found breached

    Professional Misconduct 1. Acting in a conflict of interests 2. Failure to obtain instructions before making unsecured loan from client's funds 3. Charging excessive legal costs 4. Preferring own interests to those of c…

    Costs Fine Reprimand The lawyer's local practising certificate is cancelled and any new practising certificate shall not be issued before the end of 12 months from the date of these orders. $9,000.00 Proceedings Instituted 2 PDFs View decision
  • John Fleming Hamilton
    SSDT solicitor John Fleming Hamilton, 7 Forfar Road, Kirriemuir 2019-03-27 found breached
    strike_off No Appeal 3 PDFs View decision
  • Margaret Faith Rimmer
    LSC-QLD solicitor Maleny Law 2019-03-11 found breached

    Guilty of professional misconduct

    Struck off 1 PDF View decision
  • Jaya Anil Kumar
    SG-DT lawyer 2019-01-22 found breached
    Struck off the roll with immediate effect 1 PDF View decision
  • Winter, Ronald William
    OLSC solicitor Ron Winter Legal [2019] NSWCATOD 2 2019-01-02 found breached

    1. Pursuing recovery of Court ordered costs on behalf of a company, and representing to the self represented opponent that he was purporting to act as solicitor for the company, at a time and in circumstances where he b…

    Costs Fine Practitioner to undertake and complete further legal education Reprimand $10,000.00 Proceedings Instituted 2 PDFs View decision
  • Michael Usher
    SDT solicitor 12022/2019 2019-01-01 found breached

    Breaches, Failures

    Strike off 1 PDF View decision
  • David Marriott
    SDT solicitor 11979/2019 2019-01-01 found breached

    Criminal Convictions

    Strike off 1 PDF View decision
  • Catherine Ann Sandbach
    SDT solicitor 12016/2019 2019-01-01 found breached

    Breaches

    Strike off 1 PDF View decision
  • Farooq Rafiq
    SDT solicitor 12007/2019 2019-01-01 found breached

    Breaches, Criminal Convictions, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Keith John O'Neill
    SDT solicitor 11991/2019 2019-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • David Alan McHenry
    LSC-QLD solicitor David McHenry & Associates 2018-12-18 found breached

    Guilty of professional misconduct

    Struck off 1 PDF View decision
  • Keith Flynn
    LSI solicitor Keith Flynn & Company, 414 The Capel Building, Mary’s Street, Dublin 7 2018-10-22 found breached

    In the matter of Keith Flynn, practising as Keith Flynn & Company, 414 The Capel Building, Mary’s Street, Dublin 7, and in the matter of the Solicitors Acts 1954-2015 [2017/DT46 and High Court record 2018 no 99 SA] Law …

    strike_off View decision
  • Howard A. Lettman
    GLC attorney 7 of 2017 2018-07-28 found breached

    Struck off | Disciplinary Committee decision delivered July 28, 2018. || RESULT: Guilty of Professional Misconduct | Disciplinary Committee decision delivered March 24, 2018. View PDF DECISION OF THE DISCIPLINARY COMMIT…

    Struck off 1 PDF View decision
  • Helen Lucey
    LSI solicitor Marshall & MacAulay Solicitors, The Square, Listowel, Co Kerry 2018-07-05 found breached

    In the matter of Helen Lucey, a solicitor practising as principal of Marshall & MacAulay Solicitors, The Square, Listowel, Co Kerry, and in the matter of the Solicitors Acts 1954-2015 [3012/DT106/12; 3012/DT20/14; High …

    conditions View decision
  • Patrick Callanan
    LSI solicitor n/a 2018-04-11 found breached

    In the matter of Patrick Callanan, and in the matter of an application by the Law Society of Ireland to the Solicitors Disciplinary Tribunal, and in the matter of the Solicitors Acts 1954-2015 [7251/DT88/10]; High Court…

    strike_off View decision
  • Howard A. Lettman
    GLC attorney 7 of 2017 2018-03-24 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered March 24, 2018. RESULT: Struck off | Disciplinary Committee decision delivered July 28, 2018. View PDF DECISION OF THE DISCIPLINARY COMMITTEE…

    Guilty of Professional Misconduct 1 PDF View decision
  • Daniel Kar-Yan Kwong
    LSBC lawyer 2018-03-01 found breached

    Agreed Statement of Facts | Summary

    Agreed Statement of Facts | Summary 1 PDF View decision
  • Gary Ackinclose
    SDT solicitor 11786/2018 2018-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Ehsan Kabir & Second Respondent
    SDT solicitor 11849/2018 2018-01-01 found breached

    Breaches

    S.43 Order (clerks), Strike off 1 PDF View decision
  • Richard Charles Prescott
    SDT solicitor 11783/2018 2018-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.