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discipline 30 September 2026

The duty in context

Professional indemnity insurance practice

The lawyer or firm must hold and maintain professional indemnity insurance at no less than the prescribed level, including any required run-off cover.

136 cases 62% strike-off avg suspension 19.5 mo avg fine 2,778 42 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code CCS 5.6 partial 122 cases
5.6 If you are a solicitor or an REL carrying on reserved legal activities for the public or a section of the public in a non-commercial body, you must ensure that: (a) the body takes out and maintains indemnity insurance; and (b) this insurance provides adequate and appropriate cover ...
E&W Barristers BSB Handbook rC76; rC77 strong
rC76 You must: .1 ensure that you have adequate insurance (taking into account the nature of your practice) which covers all the legal services you supply to the public; rC77 Where you are acting as a self-employed barrister, you must be a member of BMIF, unless: ...
Cayman Islands Legal Services Code 2026 R.8.3 strong
A recognised law entity shall maintain professional indemnity insurance against professional liabilities arising from practice with a level of cover no less than that determined by the Council from time to time.
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch9 — Professional indemnity insurance strong 2 cases
A practising certificate will not issue to a solicitor unless the solicitor provides evidence of professional indemnity insurance or exemption therefrom. A solicitor must ensure compliance with all professional indemnity insurance regulations and the requirements of the Legal Services Regulation Authority not only while in practice, but also after ceasing practice in respect of cover.
IE Barristers Bar Code of Conduct Rule 2.15 strong 2 cases
Barristers shall be insured at all times against claims based on professional negligence. Barristers shall so insure to an extent which is reasonable having regard to the nature and extent of the risks ... and in any event at a level not less than the minimum level of professional indemnity insurance as declared from time to time by the Bar Council.
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code R.7.3 strong
An ordinary member in practice on their own account or any two or more ordinary members in practice in partnership... must maintain professional indemnity insurance against professional liabilities arising from practice with a level of cover no less than that determined by the Law Society in general meeting from time to time.
ON Lawyers LSO Rules of Prof. Conduct r 7.8-2 commentary [1] partial
Under the lawyer's compulsory professional liability insurance policy, a lawyer is contractually required to give written notice to the insurer, including an optional excess insurer, immediately after the lawyer becomes aware of any actual or alleged error or any circumstances that could give rise to a claim. [The requirement to hold professional liability insurance is imposed by By-Law 6 (Professional Liability Insurance), referenced but not set out as a conduct rule in the RPC.]
BC Lawyers BC Code r 7.1-2 partial
A lawyer must promptly meet financial obligations in relation to his or her practice, including payment of the deductible under a professional liability insurance policy, when called upon to do so.
NZ Lawyers Conduct & Client Care Rules r 3.4(b) partial
the professional indemnity arrangements of the lawyer's practice. This obligation is met if it is disclosed that the practice holds indemnity insurance that meets or exceeds any minimum standards from time to time specified by the Law Society. If a lawyer or a practice is not indemnified, this must be disclosed in writing to the client:
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 2.01 Commentary 4 strong
Subject to any exemption by the Council, every solicitor who is or is held out to the public as a solicitor in practice in Hong Kong must comply with the Solicitors (Professional Indemnity) Rules (Cap. 159, sub. leg. M). (see rules 6(1) & 7(1)).
HK Barristers Bar Code of Conduct para 5.3 strong
all barristers who hold and/or intend to apply for practising certificates, including pupils in limited practice, must:- (a) be insured under the current Master Policy; and (b) punctually pay the contribution to the premium payable by the Association for such insurance:-

Cases dealing with this duty

Clear

136 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • D E Powell// D J Corlis/Another
    SDT solicitor 10694/2011 2011-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules, Others

    Strike off, Suspend - Fixed Period 1 PDF View decision
  • Jacob Oladipupo Ilara & Olutobi Daniel Fayemiwo
    SDT solicitor 10811/2011 2011-01-01 found breached text match

    Breaches, Failures

    Suspend - Indefinite 1 PDF View decision
  • Aurang Khattak, Shane Z Khattak & Another
    SDT solicitor 10795/2011 2011-01-01 found breached text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Fine, S.43 Order (clerks), Strike off 1 PDF View decision
  • David Jackson & Fleur Palmer
    SDT solicitor 10818/2011 2011-01-01 text match

    Breaches, Failures, Others, Solicitors' Accounts Rules

    Strike off, Suspend - Fixed Period, Suspend - Indefinite 1 PDF View decision
  • Vanessa Helen Tofield and Paul Julian Mark Bailey
    SDT solicitor 10787/2011 2011-01-01 found breached text match

    Breaches, Failures

    Suspend - Fixed Period 1 PDF View decision
  • Andrew Gibb
    SDT solicitor 10882/2011 2011-01-01 found breached text match

    Breaches, Failures, Others

    Strike off 1 PDF View decision
  • David Juler Hawker
    SDT solicitor 10728/2011 2011-01-01 found breached text match

    Breaches, Failures

    Suspend - Indefinite 1 PDF View decision
  • Bhaskar Subramaniam - J
    SDT solicitor 10889/2011 2011-01-01 found breached text match

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Ngozi Pipi
    SDT solicitor 10712/2011 2011-01-01 found breached text match

    Breaches, Failures, Solicitors' Accounts Rules

    S.43 Order (clerks), Suspend - Fixed Period, Variation of Conditions on Practising Certificate 1 PDF View decision
  • Mary Miley
    LSI solicitor Mary Miley & Co, Solicitors, Brewery Place, Rathdrum, Co Wicklow 2010-01-18 found breached text match

    In the matter of Mary Miley, solicitor, formerly practising as Mary Miley & Co, Solicitors, at Brewery Place, Rathdrum, Co Wicklow, and in the matter of the Solicitors Acts 1954-2008 [3916/DT39/09 and High Court record …

    strike_off View decision
  • C T Weeden
    SDT solicitor 10561/2010 2010-01-01 found breached text match

    Breaches, Failures, Others

    Suspend - Indefinite 1 PDF View decision
  • Michael Edward French
    SDT solicitor 10604/2010 2010-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Suspend - Indefinite 1 PDF View decision
  • S V Koranteng
    SDT solicitor 10484/2010 2010-01-01 found breached text match

    Breaches, Failures, Others

    Strike off 1 PDF View decision
  • Philip Luke Tarbuck
    SDT solicitor 10653/2010 2010-01-01 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Howard Robert Gillespie Young
    SDT solicitor 10661/2010 2010-01-01 found breached

    Breaches, Failures, Others

    Strike off 1 PDF View decision
  • John Athuahene and Richard Thomas Thorburn
    SSDT solicitor John Atuahene, Solicitor, formerly of 72 Hawkshead Road, Paisley and now at 6A Gallowhill Court, Paisley and Richard Thomas Thorburn, Solicitor, formerly of Thornhome House, By Carluke and now at 0/1 110 Lancefield Quay, Glasow 2009-11-24 found breached
    strike_off No Appeal 1 PDF View decision
  • Kelly, Michael John
    OLSC solicitor (Formerly) Michael Kelly Solicitor 2009-02-19 found breached

    1. The Solicitor has practised outside the terms of his Practising Certificate. 2. The Solicitor has practised as a sole practitioner whilst not the holder of an unrestricted principal?s Practising Certificate. 3. The S…

    Suspension of Practising Certificate $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • A K Kaihiva
    SDT solicitor 10199/2009 2009-01-01 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Paul Michael Hewitt & Another
    SDT solicitor 10368/2009 2009-01-01 found breached text match

    Breaches, Client Money, Delays, Failures, Solicitors' Accounts Rules, Others

    Fine, Strike off 1 PDF View decision
  • Colin Peter Caplan
    SDT solicitor 10180/2009 2009-01-01 found breached text match

    Breaches, Client Money, Delays, Failures, Solicitors' Accounts Rules, Others

    Strike off 1 PDF View decision
  • Blessing Ringwede Odatuwa
    SDT solicitor 10323/2009 2009-01-01 found breached

    Failures, Others

    Strike off 1 PDF View decision
  • Rajesh Singh Pathania & Another
    SDT solicitor 10400/2009 2009-01-01 found breached text match

    Delays

    Strike off, Suspend - Fixed Period 1 PDF View decision
  • Omo Lourita Omuvwie-Momoh
    SDT solicitor 10256/2009 2009-01-01 found breached text match

    Breaches, Failures, Others

    Strike off 1 PDF View decision
  • Alan Matthew Avetoom & Another
    SDT solicitor 10208/2009 2009-01-01 text match

    Breaches, Client Money, Delays, Failures, Solicitors' Accounts Rules, Others

    Reprimand, Strike off 1 PDF View decision
  • Indira Butcher
    SDT solicitor 10372/2009 2009-01-01 found breached text match

    Breaches, Solicitors' Accounts Rules, Others

    Suspend - Indefinite 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.