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R T Lloyd and P Wilson

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number9011/2004
Date01/01/2004
OutcomeStrike off

Allegation / charges

Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionStrike Off
CostsGBP 3,356
Dishonesty foundYes

Two solicitor partners (Lloyd and Wilson) retained £53,375.38 of client money belonging to a company. In September 1998 they raised a £25,000 plus VAT bill and used some of the money to discharge it without sending a bill or notice to any client, placing the balance in a joint building society account used to defray business expenses. The First Respondent wrote two misleading letters to the Liquidator's solicitors (1 June 2000 and 16 May 2001) falsely denying holding any company monies. Both admitted the allegations, including dishonesty. The Tribunal found the allegations substantiated and dishonesty established, struck both off the Roll, and ordered them jointly and severally liable for costs of £3,356.04.

Duties found breached:

Aggravating factors:

  • Dishonesty relating to money held on client account - described as dishonesty of the worst kind
  • Not a single temporary aberration but a number of withdrawals over a period of time
  • First Respondent disclosed true position only when pressed by the Liquidator
  • Client funds taken knowingly and dishonestly for own benefit

Mitigating factors:

  • Long unblemished careers in the law prior to these proceedings
  • First Respondent's ill-health at the relevant time which may have impaired judgement
  • Admissions made including admissions of dishonesty
  • Expressions of shame and remorse

Duties engaged

Documents

Source: https://solicitorstribunal.org.uk/case/9011/