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Peter Rhys Williams

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number11421/2015
Date01/01/2015
OutcomeSuspend - Fixed Period

Allegation / charges

Breaches, Failures

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionSuspension
Suspension9 months
CostsGBP 60,000
Dishonesty foundNo

The Respondent, an experienced solicitor, advised and acted for a client seeking to buy back a heavily mortgaged property from Northern Rock (via a company, F Ltd) for c.£2.2m while a connected onward sale to JD for £3.9m was contemplated. The SDT found the scheme itself was not inherently improper and dismissed allegations relating to devising the scheme and misleading the court, but found the Respondent had made false/misleading representations (about negotiations, the purchaser's stance, and denying a £3.9m valuation to the Trustee's solicitors), finding lack of integrity, failure to maintain public trust, taking unfair advantage of the Trustee, and dishonesty regarding the valuation representation. It struck him off and ordered £195,000 costs (after a 30% reduction). On appeal the High Court ([2017] EWHC 1478 and 2005 (Admin)) allowed the appeal against the findings of dishonesty and lack of integrity re the F Ltd representations, upheld lack of integrity re the negotiation representations, quashed the strike-off and substituted a 9-month suspension, and reduced costs to £60,000, with no order as to the costs of the appeal.

Duties found breached:

Aggravating factors:

  • Deliberate and calculated misrepresentations
  • Highly experienced solicitor who knew his conduct breached his obligations
  • Little insight into misconduct
  • Harm caused to third parties and the reputation of the profession

Mitigating factors:

  • Previously unblemished career
  • Full cooperation with the SRA investigation
  • Acted under pressure from the client

⚠ figures not found verbatim in the source were dropped: ["review_dishonesty_finding_cue_present"]

Documents

Source: https://solicitorstribunal.org.uk/case/11421/