Robin Edward Stubbings
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Robin Edward Stubbings, an experienced solicitor and sole owner/COLP/COFA of CC Bell & Son, was found to have failed to perform conveyancing undertakings (failing to supply RX3 and ST5 forms upon completion, causing a 15-month delay and financial harm to the buyers' solicitors' clients) in breach of Rule 1.3 and Principle 2, and to have failed to co-operate with the SRA's investigation in breach of Rules 7.3, 7.4 and Principle 2. The Tribunal proceeded in his absence. No dishonesty was alleged or found. Given the seriousness aggravated by his prior 2019 disciplinary finding and 2022 RSA for similar conduct, the Tribunal imposed a Level 4 fine of £17,500, an 18-month restriction order, and costs of £5,500. The Tribunal declined to find misconduct in his failure to provide financial information.
Duties found breached:
- Cooperate openly with regulators
- Diligence and timeliness
- Honour professional undertakings
- Uphold public trust in the profession
Aggravating factors:
- Previous disciplinary finding in 2019 (fined £15,000) for similar failings including failure to cooperate with SRA
- Regulatory Settlement Agreement in 2022 (fined £2,000) for failure to cooperate with SRA and failure to maintain public trust
- Repeated and similar nature of misconduct
- Extremely experienced solicitor
- Caused direct harm to Crofts' clients (delay and additional financial expense)
Mitigating factors:
- Conduct not motivated to commit misconduct
- Acknowledged he had taken too long to provide forms and expressed regret
Codes & rules applied
Duties engaged
- Act only on proper, lawful instructions
- Advise on alternatives, settlement and outcome
- Avoid wasting the court's time
- Cease acting on client perjury or disobedience
- Client-care and engagement terms
- Client confidentiality
- Competence
- Complaints procedure and handling
- Comply with and respect court orders
- Comply with rules of foreign jurisdictions
- Continuity and handover of representation
- Cooperate openly with regulators
- Costs and fee transparency to client
- Diligence and timeliness
- Disclose adverse law to the court
- Disclose material information to client
- Disclose referrals, commissions and benefits
- Fair dealing with unrepresented parties
- Fair, reasonable and lawful fees
- Full disclosure on ex parte applications
- Good faith and courtesy to colleagues
- Handle inadvertently received material
- Hold a current practising certificate
- Honour professional undertakings
- Keep client informed and respond promptly
- Maintain competence and CPD
- Manage conflict arising mid-matter
- No abuse of process or coercive powers
- No acting against a former client
- No baseless or threatened misconduct report
- No conflict between current clients
- No direct dealing with represented party
- No improper benefit, loan or bequest
- No improper communication with the court
- No improper fee-sharing or partnership
- No improper questioning of witnesses
- No improper solicitation or touting
- Non-discriminatory acceptance and cab-rank
- No obstruction or victimisation of reporters
- No own-interest conflict
- No payments to witnesses on evidence
- No personal opinion or familiarity with court
- No prejudicial publicity for pending cases
- No standing bail or surety for client
- No taking unfair advantage
- No tampering with or coaching witnesses
- Not mislead the court
- Not mislead third parties or opponents
- Not misrepresent regulated status
- Pay instructed practitioners and agents
- Professional indemnity insurance
- Proper basis for allegations
- Proper termination and return of instructions
- Prosecutorial duty of disclosure
- Prosecutorial fairness and impartiality
- Protect capacity and vulnerable clients
- Protect legal professional privilege
- Report serious misconduct of others
- Safeguard documents and limit liens
- Self-report to the regulator
- Truthful, non-misleading advertising