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Catherine Ann Sandbach

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number12016/2019
Date01/01/2019
OutcomeStrike off

Allegation / charges

Breaches

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionStrike Off
CostsGBP 2,600
Dishonesty foundYes

Catherine Ann Sandbach, formerly an assistant solicitor at Woodfines Solicitors LLP, admitted three allegations of misconduct including dishonesty. She deliberately misled two clients (Ms SD and Mr TM) into believing their litigation matters were progressing through the Court when proceedings had not been issued, and fabricated and backdated an email purportedly sent to the Insolvency Service to mislead client Mr SJ regarding a bankruptcy annulment deadline. The matter was resolved by Agreed Outcome on the papers. The Tribunal found significant dishonesty repeated over time, with no exceptional circumstances, and ordered that she be struck off the Roll and pay costs of £2,600.

Duties found breached:

Aggravating factors:

  • Dishonesty repeated across several clients over an extended period of time
  • Abuse of clients' trust
  • Multiple opportunities to own up which she did not take

Mitigating factors:

  • Under significant stress with heavy workload and limited resources
  • Expected to handle matters beyond her experience
  • Suffering from anxiety and depression at the relevant time (supported by medical report)
  • Admitted misconduct at the earliest opportunity
  • Genuine remorse
  • No personal financial gain - actions were to buy time
  • No apparent financial loss to clients
  • Conduct related to only 3 matters out of hundreds in an otherwise unblemished career
  • Left legal practice with no intention of returning

Documents

Source: https://solicitorstribunal.org.uk/case/12016/