The lawyer must deal with regulators, ombudsmen and oversight bodies openly, honestly and in a timely way, respond fully to proper requests, and permit inspection of records.
‹ back to duties table181 decisions
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Maame Adjoa Djan-Krofa
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Suspended period of Suspension 1 PDF -
Chinwe Uzo Chikwendu; Undiga Emuekpere
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, SRA Principles 2011, SRA Principles 2019
Reprimand, Suspend - Fixed Period 1 PDF -
Timothy Chi-Kwan Wan
Rule 3-7.1 Consent Agreement
Rule 3-7.1 Consent Agreement 1 PDF -
Brenton John Miegel
Between 2021 and 2022, the Practitioner failed to advance his client’s instructions. During my investigation, the Practitioner repeatedly failed to cooperate with my investigation. — Unsatisfactory Professional Conduct
Multiple Disciplinary Action Fine Reprimand -
open to appeal 1 PDF
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Joe Morgan
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Strike off 1 PDF -
Eric Kawoya Kabuye
Client Money, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2019
Suspended period of Suspension 1 PDF -
Stuart Nuttall
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Elizabeth Jane Radcliffe
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Variation of Conditions on Practising Certificate 1 PDF
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William Joseph Harris
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Money Laundering Regulations, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
open to appeal 1 PDF
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(unnamed)
Appeals
S.44E/ S.46/Paragraph 14C Appeals 1 PDF -
Imran Haider Khawaja
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, SRA Principles 2019
Fine 1 PDF -
Convened 2 PDFs
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Convened 2 PDFs
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Zahid Akhtar
Authorisation of Individuals Regulations 2019, Breaches, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Talha Jamil Ahmad
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Lack of Integrity, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Convened 1 PDF
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Raja Shazad Khan; Ishtiaq Ahmed
Breaches, Code of Conduct for Firms 2019, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off, Suspended period of Suspension 1 PDF -
Claire Letitia Parry
Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Reprimand 1 PDF -
Robin Edward Stubbings
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Fine 1 PDF -
Peter Kenneth Felton Gerber
Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Recklessness, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Law and Lawyers Limited; Francis Mathew
Breaches, Code of Conduct 2011, Solicitors Accounts Rules 2019
Fine 1 PDF -
open to appeal 1 PDF