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discipline 3 October 2026
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Decision record

Simon James Shaw

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number9081/2004
Date01/01/2004
OutcomeS.43 Order (clerks)

Allegation / charges

Others

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionOther
CostsGBP 2,471
Dishonesty foundNo

Simon James Shaw, an unadmitted person, obtained employment as an assistant solicitor at DWF Solicitors by falsely holding himself out as a solicitor, which he was not and never had been, maintaining the deception throughout employment until dismissed. The Tribunal found the allegation of misleading/deceitful conduct substantiated and made a Section 43 order restricting his employment by solicitors without Law Society permission, plus costs of £2,470.69. No express finding of dishonesty was recorded.

Duties found breached:

Aggravating factors:

  • Intentionally gave a false impression of being a solicitor
  • Continued the deception throughout his employment
  • Prior history of telling untruths to clients and his former firm as a trainee

Duties engaged

Documents

Source: https://solicitorstribunal.org.uk/case/9081/