The duty in context
Self-report to the regulator profession
The lawyer must promptly notify the regulator of relevant criminal charges or convictions, disciplinary or insolvency events, material changes, and any false information previously provided.
How the codes express this duty
E&W Solicitors SRA Principles & Code CCS 7.6 strong 109 cases
7.6 You notify the SRA promptly if: (a) you are subject to any criminal charge, conviction or caution, subject to the Rehabilitation of Offenders Act 1974; (b) a relevant insolvency event occurs in relation to you; or if you become aware: (I) of any material changes to information previously provided to the SRA ...; and (II) that information provided to the SRA ... is or may be false, misleading, incomplete or inaccurate.
SRA Code of Conduct for Solicitors, RELs and RFLs · 2019 · archived copy · official source ↗
E&W Barristers BSB Handbook rC65; rC64.1 strong 53 cases
rC65 You must report promptly to the Bar Standards Board if: .1 you are charged with an indictable offence ...; .2 ... you are convicted of, or accept a caution, for any criminal offence ... other than a minor criminal offence; .3 you (or an entity of which you are a manager) ... are the subject of any disciplinary or other regulatory or enforcement action ...; ... .7 you have committed serious misconduct;
BSB Handbook · current · archived copy · official source ↗
Cayman Islands Legal Services Code 2026 R.13.1(b); R.13.1(c); R.13.1(d); R.13.1(f) strong
shall promptly notify the Council of any changes to relevant information about the attorney-at-law or a recognised law entity; shall report to the Council if convicted of any offence in any jurisdiction, other than a minor traffic offence; shall report to the Council any disciplinary sanction (including private rebuke or censure) imposed by another regulator
Cayman Islands Legal Services Code of Professional Conduct · 2026 · archived copy
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide no clear equivalent
IE Barristers Bar Code of Conduct Rule 2.12 strong 5 cases
Barristers must forthwith report to the Bar Council the fact that they have been convicted of a criminal offence involving dishonesty or of a criminal offence which might bring the profession into disrepute. If Barristers are in doubt as to their duty under this Rule, the conviction should be reported forthwith.
Code of Conduct for the Bar of Ireland · 2024 · archived copy · official source ↗
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code R.12.1 b),d),e),g) strong
All members must: ... b) promptly notify the Law Society of any changes to relevant information... d) report to the Law Society if convicted of any offence, other than a minor traffic offence; e) report to the Law Society any disciplinary sanction (including private rebuke or censure) imposed by another regulator... g) promptly notify the Law Society where their firm is in financial difficulties.
Law Society of Jersey Code of Conduct · 1 January 2017 · archived copy · official source ↗
ON Lawyers LSO Rules of Prof. Conduct r 7.1-4.4 strong
If a lawyer is charged with an offence described in By-Law 8 of the Law Society, he or she shall inform the Law Society of the charge and of its disposition in accordance with the by-law.
Law Society of Ontario — Rules of Professional Conduct · current · archived copy · official source ↗
BC Lawyers BC Code r 7.1-3(c) partial 12 cases
Unless to do so would involve a breach of solicitor-client confidentiality or privilege, a lawyer must report to the Society: ... (c) participation in criminal activity related to a lawyer's practice;
Code of Professional Conduct for British Columbia (BC Code) · 2017 · archived copy · official source ↗
NZ Lawyers Conduct & Client Care Rules no clear equivalent
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 11.03 Commentary 3 partial
A solicitor should inform the Law Society where he is charged with an offence involving dishonesty or deception or any other serious criminal offence.
Hong Kong Solicitors' Guide to Professional Conduct (Volume 1) · current · archived copy · official source ↗
HK Barristers Bar Code of Conduct para 4.6 strong
A barrister (whether or not in practice) and a pupil (whether or not he has been admitted as a barrister) must report promptly to the Bar Council if:- (a) he has been charged in Hong Kong with an indictable offence (including one triable or to be tried summarily); ... (c) he has been convicted in Hong Kong or in any other part of the world of a criminal offence ...
Code of Conduct of the Bar of the Hong Kong SAR · 2018 · archived copy · official source ↗
Cases dealing with this duty
201 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern
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Guy Andrew Adams
Code of Conduct 2011, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011
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Patrick Cornelius Burke
Rule 3-7.1 Consent Agreement
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Michael Shane Dugas
Rule 3-7.1 Consent Agreement
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Paul Fraser Langley
Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019
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Zaki, Nader Youssef
Failure to apply for renewal of practising certificates before 30 June between 2014 -2023 raising concerns that the lawyer has practised without a practising certificate and/or professional indemnity insurance Failure t…
Refusal of grant of practising certificate for the practice year ending 30 June 2024 $0.00 About About the OLSC The Commissioner History Mission statement Structure Contact Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot Topics 78 Legal Information Access Centre (LIAC), State Library of NSW , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision -
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David Michael Simon
Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee
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Douglas Kihiko Wamburu
Breaches, Failures
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Rosemary Ann Joyce
Breaches, Failures, Solicitors' Accounts Rules
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Andrew Stevenson & Janet Stevenson
Breaches, Solicitors' Accounts Rules
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Yoo, Nicole
Solicitor released a deposit without authority or direction of the client in contravention of s138 of the Legal Profession Uniform Law (LPUL) Breaches of rules 4 and 5 of the Legal Profession Uniform Law Australian Soli…
Reprimand Solicitor to undertake and complete further legal education $0.00 About About the OLSC The Commissioner History Mission statement Structure Contact Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot Topics 78 Legal Information Access Centre (LIAC), State Library of NSW , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision -
Ashish Bhatia
Breaches, Code of Conduct 2011, SRA Principles 2011
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Sarah Louise Williams
Breaches, Failures
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Michael William Pilkington
Breaches, Failures
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Paul Otto De Lange
Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee
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Ashley Peter Barry Attwood
Criminal Convictions
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Nicola Thompson & Ruth Alison Linda Rush
Breaches, Failures, Solicitors' Accounts Rules
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Nicholas James Bohun
Criminal Convictions
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Speirs, Kristy Anne
The Respondent Solicitor misled or attempted to mislead a Police Sergeant by sending to the Police Sergeant an email that indicated a report seeking authority to obtain an induced statement was with the chambers of the …
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James Michael Gregson
Criminal Convictions
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Amanda Jane Rose
Rule 4-29 Admission and Undertaking to the Discipline Committee
Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.