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discipline 1 October 2026

The duty in context

Act only on proper, lawful instructions client

The lawyer must act only on the client's lawful, proper and competent instructions, satisfying themselves the instructions reflect the client's genuine wishes.

97 cases 46% strike-off avg suspension 9.0 mo avg fine 268,718 25 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code CCS 3.1 strong 31 cases
3.1 You only act for clients on instructions from the client, or from someone properly authorised to provide instructions on their behalf. If you have reason to suspect that the instructions do not represent your client's wishes, you do not act unless you have satisfied yourself that they do.
E&W Barristers BSB Handbook rC21.6; rC15.1 partial 6 cases
rC21 You must not accept instructions to act in a particular matter if: ... .6 your instructions require you to act other than in accordance with law or with the provisions of this Handbook; rC15.1 you must promote fearlessly and by all proper and lawful means the client's best interests;
Cayman Islands Legal Services Code 2026 R.4.1(c)(i); R.4.1(c)(vi) strong
shall not act in the following circumstances — (i) if by acting, the attorney-at-law will knowingly assist in or commit a breach of the law, regulations or the rules of professional conduct (including this Code)... the attorney-at-law is not satisfied that the instructions represent the client's wishes and that the client understands the consequences of those instructions
AU Solicitors Solicitors' Conduct Rules Rule 8.1 strong 27 cases
A solicitor must only accept and follow a client's lawful, proper and competent instructions.
AU Barristers Uniform Barristers Rules r39 partial 6 cases
A barrister must seek to assist the client to understand the issues in the case and the client's possible rights and obligations, sufficiently to permit the client to give proper instructions, including instructions in connection with any compromise of the case.
IE Solicitors Law Society Guide Ch1 — The function of the solicitor in society; Ch2 — Instructions to be taken directly from the client strong 1 case
Solicitors are under a duty to exercise their professional skill and judgement when acting on instructions. A solicitor must then advise on whether what is required is proper and legal... A solicitor should take instructions directly from the client. Where instructions are first received from a third party, the instructions should be confirmed directly with the client.
IE Barristers Bar Code of Conduct Rule 5.5; Rule 4.1 partial 1 case
A Barrister must not devise facts which will assist in advancing the client's case and must not draft any pleading, witness statement, affidavit, notice of appeal or any other document containing any statement of fact or contention which is not supported by the client's instructions.
JM Attorneys Canons of Professional Ethics Canon III(f); Canon IV(q)(ii) partial 15 cases
An Attorney shall not act contrary to the laws of the land, or aid, counsel or assist any man to break those laws. ... [IV(q)] An Attorney shall withdraw forthwith from employment ... (ii) where the client seeks to pursue a course of conduct which is illegal or which will result in deliberately deceiving the Court.
JE Lawyers Law Society of Jersey Code R.1.1 c)i), iii) strong
A member... must not act in the following circumstances: i) if by acting, he or she will knowingly assist in or commit a breach of the law, regulations or the rules of professional conduct... iii) if instructions are given by someone other than the client, or by one person on behalf of others in a joint matter, he or she is unable to obtain confirmation that the client or all of the clients agree with the instructions given.
ON Lawyers LSO Rules of Prof. Conduct r 3.2-3 commentary [1]; r 3.7-7(b) partial
[3.2-3 cmt 1] given that an organization depends upon persons to give instructions, the lawyer should ensure that the person giving instructions for the organization is acting within that person's actual or ostensible authority. [3.7-7: a lawyer shall withdraw if ... (b) the client's instructions require the lawyer to act contrary to these rules or by-laws under the Law Society Act.]
BC Lawyers BC Code r 3.2-3, commentary [1] partial
While the organization or corporation acts and gives instructions through its officers, directors, employees, members, agents or representatives, the lawyer should ensure that it is the interests of the organization that are served and protected. Further, given that an organization depends on persons to give instructions, the lawyer should be satisfied that the person giving instructions for the organization is acting within that person's authority.
NZ Lawyers Conduct & Client Care Rules r 13.3 strong
Subject to the lawyer's overriding duty to the court, a lawyer must obtain and follow a client's instructions on significant decisions in respect of the conduct of litigation. Those instructions should be taken after the client is informed by the lawyer of the nature of the decisions to be made and the consequences of them.
SCO Solicitors LSS Standards of Conduct B1.5 strong 15 cases
You are the agent of your client and must have the authority of your client for your actings. You must not accept improper instructions
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 5.02 / Principle 5.12 Commentary 2 strong
A solicitor must not act or continue to act where to do so would involve him in a breach of law or in professional misconduct. ... A solicitor must act within his client's express or implied authority.
HK Barristers Bar Code of Conduct para 6.2(c) partial
if the instructions seek to limit the ordinary authority or discretion of a barrister in the conduct of proceedings in Court or to require a barrister to act otherwise than in conformity with the law or with the provisions of this Code;

Cases dealing with this duty

Clear

15 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Michael Alexander Brown
    GLC attorney 117 of 2023 2025-05-13 found breached

    Fined | Disciplinary Committee decision delivered May 13, 2025. || Guilty of Professional Misconduct | Disciplinary Committee decision delivered November 23, 2024. View PDF SANCTION DECISION OF THE DISCIPLINARY COMMITTE…

    Fined 2 PDFs View decision
  • Gregory M.D. Lopez
    GLC attorney 148 of 2015 2020-03-07 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered March 07, 2020. || Struck off | Disciplinary Committee decision delivered October 27, 2023. View PDF DECISION OF THE DISCIPLINARY COMMITTEE O…

    Guilty of Professional Misconduct 1 PDF View decision
  • Charles Alcides Pullar Ganga-Singh
    GLC attorney 103 of 2016 2020-02-12 found breached

    Fined | Disciplinary Committee decision delivered February 12, 2020. || Guilty of Professional Misconduct | Disciplinary Committee decision delivered December 07, 2019. View PDF FORMAL ORDER OF THE DISCIPLINARY COMMITTE…

    Fined 1 PDF View decision
  • George Anthony Levy
    GLC attorney 211 of 2017 2019-03-16 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered March 16, 2019. || Fined | Disciplinary Committee decision delivered July 27, 2019. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GE…

    Guilty of Professional Misconduct 2 PDFs View decision
  • Janice A. Causwell
    GLC attorney 0037 of 2017 2019-03-11 text match

    Appeal allowed, Committee Decision Reinstated | Privy Council decision delivered March 11, 2019. View PDF Hilary Term [2019] UKPC 9 Privy Council Appeal No 0037 of 2017 JUDGMENT Causwell (Respondent) v The General Legal…

    Appeal allowed, Committee Decision Reinstated 1 PDF View decision
  • Paulette Amelia Warren Smith
    GLC attorney 143 of 2017 2018-04-10 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered April 10, 2018. || Struck off | Disciplinary Committee decision delivered July 27, 2019. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF T…

    Guilty of Professional Misconduct 2 PDFs View decision
  • Ivor George Peynado
    GLC attorney 41 of 2013 2017-06-24 rule cited

    Guilty | Disciplinary Committee decision delivered June 24, 2017. || Suspended | Disciplinary Committee decision delivered April 17, 2019. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COM…

    Guilty 1 PDF View decision
  • Daimian Masters
    GLC attorney 44 of 2014 2016-07-23 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered July 23, 2016. || Struck off again, Restitution Ordered | Disciplinary Committee decision delivered June 24, 2017. View PDF DECISION OF THE D…

    Guilty of Professional Misconduct 1 PDF View decision
  • Howard A. Lettman
    GLC attorney 254 of 2005 2008-12-13 found breached

    Fined | Disciplinary Committee decision delivered December 13, 2008. View PDF DECISION of THE DISCIPLINARY COMMITTEE of THE GENERAL LEGAL COUNCILCOMPLAINT NO. 254/2005 In the Matter of FREDERICK CHAMBERS and HOWARD LETT…

    Fined 1 PDF View decision
  • Michael A. Williams
    GLC attorney 242 of 2005 2008-12-13 found breached

    Restitution Ordered, Fined | Disciplinary Committee decision delivered December 13, 2008. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COMPLAINT No. 242 OF 2005 IN THE MATTER OF A COMPLAI…

    Restitution Ordered, Fined 1 PDF View decision
  • J. Vernon (Jonathan) Ricketts
    GLC attorney 234 of 2006 2008-11-08 found breached

    Struck off again, Already Struck off, Restitution Ordered, Fined | Disciplinary Committee decision delivered November 08, 2008. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COMPLAINT No. …

    Struck off again, Already Struck off, Restitution Ordered, Fined 1 PDF View decision
  • Paul I. Miller
    GLC attorney 150 of 2004 2006-03-11 found breached

    Suspension/Disbarment Pending Order Fulfillment | Disciplinary Committee decision delivered March 11, 2006. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCILCOMPLAINT NO: 150/2004 IN THE MATTE…

    Suspension/Disbarment Pending Order Fulfillment 1 PDF View decision
  • Lynden Wellesley
    GLC attorney 33 of 1999 2002-10-26 rule cited

    Restitution ordered, Fined | Disciplinary Committee decision delivered October 26, 2002. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COMPLAINT No. 33/99 BETWEEN CAROL REDHIMARK REDHI COM…

    Restitution ordered, Fined 1 PDF View decision
  • Leeland T. Playfair
    GLC attorney 199 of 1994 1997-10-24 found breached

    Struck off, Restitution ordered | Disciplinary Committee decision delivered October 24, 1997. View PDF Decision of the Disciplinary Committee of the General Legal Council Complaint No. 199/94 Gloria Reid v Leeland Playf…

    Struck off, Restitution ordered 1 PDF View decision
  • Louis E.A. Forde
    GLC attorney 31 of 1978 1985-02-16 found breached

    Struck off, Restitution ordered | Disciplinary Committee decision delivered February 16, 1985. View PDF DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL ORDER Complaint No. 31/1978 Kenman Davis - ComplainantL.E.A. Fo…

    Struck off, Restitution ordered 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.