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discipline 30 September 2026

The duty in context

Cooperate openly with regulators profession

The lawyer must deal with regulators, ombudsmen and oversight bodies openly, honestly and in a timely way, respond fully to proper requests, and permit inspection of records.

280 cases 69% strike-off avg suspension 14.5 mo avg fine 8,048 89 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code CCS 7.3; CCS 7.4 strong 198 cases
7.3 You cooperate with the SRA, other regulators, ombudsmen, and those bodies with a role overseeing and supervising the delivery of, or investigating concerns in relation to, legal services. 7.4 You respond promptly to the SRA and: (a) provide full and accurate explanations, information and documents in response to any request or requirement; and (b) ensure that relevant information which is held by you ... is available for inspection by the SRA.
E&W Barristers BSB Handbook CD9; rC64; rC70; rC71 strong 39 cases
CD9 You must be open and co-operative with your regulators. rC64 You must: .1 promptly provide all such information to the Bar Standards Board as it may, for the purpose of its regulatory functions, from time to time require of you, and notify it of any material changes to that information; rC70 You must permit the Bar Council, or the Bar Standards Board ... reasonable access, on request, to inspect:
Cayman Islands Legal Services Code 2026 P.9; R.13.1(a); R.13.2 strong
Attorneys-at-law shall deal with their regulators in an open, timely and cooperative manner... shall co-operate with the Council by responding to proper and reasonable requests for information in an open, honest and timely manner
AU Solicitors Solicitors' Conduct Rules Rule 43.1 strong 18 cases
Subject only to his or her duty to the client, a solicitor must be timely, open, and frank in his or her dealings with a regulatory authority.
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch6 — Legal Services Regulatory Authority; Law Society of Ireland strong 6 cases
A solicitor should reply promptly and, in any event, within the time permitted, to correspondence received from the LSRA... A solicitor should attend meetings of the LSRA if requested to do so, unless excused beforehand... A solicitor should reply promptly to correspondence from the Regulation Department of the Law Society.
IE Barristers Bar Code of Conduct Rule 2.20; Rule 2.3(i) strong 6 cases
It is the duty of Barristers to cooperate with any such investigation in a timely manner whether by way of furnishing comment or information or by attending before the Council and/or the PPC ... and/or the Appeal Panel when asked to do so. Failure to comply with this duty of co-operation shall be professional misconduct and/or a breach of this Code.
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code P.9; R.12.1 a) strong
Members must deal with their regulators in an open, timely and cooperative manner... All members must: a) co-operate with the Law Society by responding to proper and reasonable requests for information in an open, honest and timely manner.
ON Lawyers LSO Rules of Prof. Conduct r 7.1-1 strong
A lawyer shall reply promptly and completely to any communication from the Law Society in which a response is requested.
BC Lawyers BC Code r 7.1-1 strong 4 cases
A lawyer must (a) reply promptly and completely to any communication from the Society; (b) provide documents as required to the Law Society; (c) not improperly obstruct or delay Law Society investigations, audits and inquiries; (d) cooperate with Law Society investigations, audits and inquiries involving the lawyer or a member of the lawyer's firm;
NZ Lawyers Conduct & Client Care Rules r 10.14 strong
A lawyer must— (a) respond to inquiries from the Law Society respectfully and in a timely manner; and (b) act in a way that does not obstruct or hinder the regulatory functions of the Law Society.
SCO Solicitors LSS Standards of Conduct B1.16; B1.17 strong 14 cases
B1.16: Duty to Co-operate with the Society — Practice rule imposing duty to Co-operate with the Society. B1.17: Duty to Co-operate with the Scottish Legal Complaints Commission (the 'Commission') — Practice rule on duty to co-operate with the SLCC.
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 6.04 strong
A solicitor is obliged to reply fully and promptly to correspondence from a client or former client or on their behalf, and to inquiries from the Law Society or other competent authority.
HK Barristers Bar Code of Conduct para 4.7 strong
any barrister or pupil must respond promptly to any request from the Bar Council or the Discipline Committee for comments or information on the matter whether it relates to him or to another barrister or pupil.

Cases dealing with this duty

Clear

280 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Timothy Peter Ackrel
    SDT solicitor 12009/2019 2019-01-01 found breached

    Breaches

    Strike off 1 PDF View decision
  • Colin Kenneth Grooms
    SDT solicitor 12002/2019 2019-01-01 found breached

    Breaches, Delays, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Brian Milner-Lunt
    SDT solicitor 11931/2019 2019-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Victoria Kinsella & One Other & One Other
    SDT solicitor 12025/2019 2019-01-01 found breached

    Breaches, Solicitors' Accounts Rules

    Fine, S.43 Order (clerks) 1 PDF View decision
  • Nicholas Paul Tsioupras
    SDT solicitor 11977/2019 2019-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Christopher Ka Ki Cheng
    SDT solicitor 12035/2019 2019-01-01 found breached

    Breaches, Failures

    Strike off 1 PDF View decision
  • John Knight & Second Respondent & Third Respondent
    SDT solicitor 11957/2019 2019-01-01 found breached

    Breaches, Client Money, Solicitors' Accounts Rules

    Fine, Strike off 1 PDF View decision
  • Crisp, Glenn Brian
    OLSC solicitor Crafters Law Pty Ltd 2018-12-13 text match

    1. Failure to notify Law Society of a show cause event 2. Failure to cooperate with the Law Society investigation of the show cause event — Unsatisfactory Professional Conduct

    Reprimand $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Roy William Andrew Miller
    SSDT solicitor Roy William Andrew Miller, formerly trading under the firm name of Miller & Co., latterly as a sole practitioner, at 6 St Ninian Terrace, Crown Street, Glasgow 2018-03-07 found breached
    strike_off No Appeal 2 PDFs View decision
  • David Kingsley Wedge
    SDT solicitor 11858/2018 2018-01-01 found breached text match

    Breaches

    Strike off 1 PDF View decision
  • Gary Ackinclose
    SDT solicitor 11786/2018 2018-01-01 found breached

    Breaches

    Strike off 1 PDF View decision
  • Bina Maistry
    SDT solicitor 11721/2018 2018-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Kuldip Singh
    SDT solicitor 11837/2018 2018-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Kwame Agyekum Siaw
    SDT solicitor 11870/2018 2018-01-01 found breached

    Breaches, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Vidal Eulalie Martin
    SDT solicitor 11886/2018 2018-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Kessar Nabi
    SDT solicitor 11896/2018 2018-01-01 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Shearman, David
    OLSC solicitor Shearman Lawyers 2017-10-19 text match

    1. Contravened condition of practising certificate 2. Failure to respond to correspondence from the Law Society of NSW — Unsatisfactory Professional Conduct

    Reprimand $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Michael Thomas McSherry
    SSDT solicitor Michael Thomas McSherry, Solicitor, 51 Morven Road, Bearsden, Glasgow 2017-06-27 text match
    strike_off No Appeal 1 PDF View decision
  • Paul Thompson
    SSDT solicitor Paul Thompson, Solicitor, 1 Mavis Bank Gardens, Govan, Glasgow 2017-06-21 found breached text match
    strike_off No Appeal 1 PDF View decision
  • Isaac Marrache
    BTAS barrister Inner Temple 2017-06-08 rule cited
    strike_off Final 1 PDF View decision
  • Benjamin Marrache
    BTAS barrister Inner Temple 2017-06-08 rule cited
    strike_off Final 1 PDF View decision
  • Paul Lambert
    LSI solicitor Merrion Legal, Butlers Court, 77 Sir John Rogerson’s Quay, Dublin 2 2017-05-29 found breached

    In the matter of Paul Lambert, a former solicitor, previously practising as Merrion Legal, Butlers Court, 77 Sir John Rogerson’s Quay, Dublin 2, and in the matter of an application by the Law Society of Ireland to the S…

    strike_off View decision
  • Mahnoor Choudhury
    BTAS barrister Lincoln's Inn 2017-04-19 rule cited
    strike_off Final 1 PDF View decision
  • Donnelly, Paul Joseph
    OLSC solicitor Donnelly Lawyers [2017] NSWCATOD 34 2017-03-14 found breached text match

    1. Failures to appear at Court 2. Breach of trust account obligations 3. Breach of costs disclosure obligations 4. Mixing of trust monies and office account monies 5. Misappropriation 6. Failure to respond to Regulator'…

    Costs Removal of practitioner's name from the Roll of Local Lawyers $0.00 Proceedings Instituted 1 PDF View decision
  • Rajesh Babajee
    BTAS barrister Middle Temple 2017-02-16 rule cited
    strike_off Final 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.