Martin Smith
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Martin Smith, a partner in the property department at Simons Muirhead Burton, missed the statutory deadline (4 January 2023) for serving a Counternotice, impacting Clients A and B. He then created a letter and Counternotice falsely dated 3 January 2023, sent them to DKLM, and sent a misleading email on 11 January 2023 about when they were posted. He admitted all four allegations, including dishonesty and lack of integrity. On the papers via an agreed outcome, the Tribunal found dishonesty proven and, absent exceptional circumstances, struck him off the Roll and ordered costs of £10,000.
Duties found breached:
Aggravating factors:
- Misconduct involved dishonesty
- Respondent sought to hide a missed deadline through acts of dishonesty
Mitigating factors:
- Admitted all allegations and associated breaches
- Cooperated by entering into an agreed outcome
Codes & rules applied
Duties engaged
- Honesty
- Integrity
- No bribery or improper gifts
- Personal probity and fitness to practise
- Uphold public trust in the profession
- Act in the client's best interests
- Advise objectively, not a mere conduit
- Keep client informed and respond promptly
- Handle inadvertently received material
- Competence
- Diligence and timeliness