The duty in context
Report serious misconduct of others profession
The lawyer must report to the regulator serious or dishonest misconduct by another regulated person where they have reasonable grounds to believe it occurred, subject to confidentiality.
How the codes express this duty
E&W Solicitors SRA Principles & Code CCS 7.7; CCS 7.8 strong 195 cases
7.7 You report promptly to the SRA or another approved regulator, as appropriate, any facts or matters that you reasonably believe are capable of amounting to a serious breach of their regulatory arrangements by any person regulated by them (including you). 7.8 Notwithstanding paragraph 7.7, you inform the SRA promptly of any facts or matters that you reasonably believe should be brought to its attention ...
SRA Code of Conduct for Solicitors, RELs and RFLs · 2019 · archived copy · official source ↗
E&W Barristers BSB Handbook rC66; gC98; gC98A strong 27 cases
rC66 requires a report to the BSB where there are reasonable grounds to believe specified regulated persons committed serious misconduct, subject to confidentiality and rC67-rC68. gC98 explains the reasonable-grounds threshold. For alleged serious bullying, harassment or sexual harassment, gC98A permits reporting either to the BSB or the Bar Council's Commissioner for Conduct and records the stated subject/confidant enforcement exceptions.
BSB Handbook Part 2: Code of Conduct · 5.0 · archived copy · official source ↗
Cayman Islands Legal Services Code 2026 R.13.1(g) partial
subject to the completion of any internal process or reporting, within a recognised law entity, in respect of such matters, may advise the Council where the attorney-at-law has good reason to doubt the professional integrity, or fitness to practise, of an attorney-at-law without prejudice to any restrictions on disclosure provided by statute
Cayman Islands Legal Services Code of Professional Conduct · 2026 · archived copy
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch7 — Serious misconduct by another solicitor strong 26 cases
If a solicitor is of the opinion that another solicitor is engaged in serious misconduct, this should be brought to the attention of the Legal Services Regulatory Authority. If this involves disclosure of a client's affairs, the client's consent should be obtained in advance.
Solicitor's Guide to Professional Conduct (Law Society of Ireland) · 4th ed. (2022) · archived copy · official source ↗
IE Barristers Bar Code of Conduct no clear equivalent
JM Attorneys Canons of Professional Ethics Canon I(d) strong 31 cases
An Attorney shall expose without fear or favour before the proper tribunals, unprofessional or dishonest conduct by any other Attorney and shall not lightly refuse a retainer against another Attorney who is alleged to have wronged his client.
Legal Profession (Canons of Professional Ethics) Rules · 1978 (principal) · archived copy · official source ↗
JE Lawyers Law Society of Jersey Code R.12.1 h) partial
All members must: ... h) subject to the completion of any internal process or reporting, within his/her firm... advise the Law Society where they have good reason to doubt the professional integrity, or fitness to practise, of a member or legally qualified employee of their firm, without prejudice to any restrictions on disclosure provided by statute.
Law Society of Jersey Code of Conduct · 1 January 2017 · archived copy · official source ↗
ON Lawyers LSO Rules of Prof. Conduct r 7.1-3 strong
Unless to do so would be unlawful or would involve a breach of solicitor-client privilege, a lawyer shall report to the Law Society, (a) the misappropriation or misapplication of trust monies; (b) the abandonment of a law or legal services practice; (c) participation in serious criminal activity related to a licensee's practice; (d) conduct that raises a substantial question as to another licensee's honesty, trustworthiness, or competency as a licensee; (e) conduct that raises a substantial question about the licensee's capacity to provide professional services; and (f) any situation where a licensee's clients are likely to be severely prejudiced.
Law Society of Ontario — Rules of Professional Conduct · current · archived copy · official source ↗
BC Lawyers BC Code r 7.1-3(e) strong 12 cases
Unless to do so would involve a breach of solicitor-client confidentiality or privilege, a lawyer must report to the Society: ... (e) conduct that raises a substantial question as to another lawyer's honesty, trustworthiness, or competency as a lawyer;
Code of Professional Conduct for British Columbia (BC Code) · 2017 · archived copy · official source ↗
NZ Lawyers Conduct & Client Care Rules r 2.8 strong
Subject to the obligation on a lawyer to protect privileged communications, a lawyer who has reasonable grounds to suspect that another lawyer may have engaged in misconduct must make a confidential report to the Law Society at the earliest opportunity.
Lawyers and Conveyancers Act (Lawyers: Conduct and Client Care) Rules 2008 · SR 2008/214 · archived copy · official source ↗
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 11.03 strong
A solicitor is under a duty to report to the Council, where necessary after having obtained his client's consent, any professional misconduct or dishonesty on the part of another solicitor or a member of his staff, or of any other person purporting to represent or to be in the employment of another solicitor or firm.
Hong Kong Solicitors' Guide to Professional Conduct (Volume 1) · current · archived copy · official source ↗
HK Barristers Bar Code of Conduct no clear equivalent
Cases dealing with this duty
352 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern
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Terepo, Sesilia Fehoko
Misappropriated the sum of $850 withdrawn in cash on 9 December 2014 (Cash Withdrawal) from the trust account of her former law practice LMJ Lawyers (Law Practice); Caused a deficiency in the trust account of her Law Pr…
1. Not be permitted to apply for a new practising certificate unless the following condition is satisfied: (a) Must, at her own expense, undertake, complete and pass (achieving a pass mark of not less than 70% or equivalent as approved by the Director, Legal Regulation of the Law Society (Director) acting reasonably) the Ethics component of the Practical Legal Training course conducted by the College of Law and the Trust Account component of the Practice Management course conducted by the Law Society of NSW (or such other course(s) as may be approved by the Director acting reasonably). (b) Is to provide to the Director the original result notification from the provider/s of those courses. $0.00 1 PDF View decision -
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W. Anthony Pearson
Fined | Disciplinary Committee decision delivered April 20, 2022. || Guilty of Misconduct in a Professional Respect | Disciplinary Committee decision delivered February 28, 2022 || Formal Order (PDF) View PDF in Full Sc…
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Nicola Thompson & Ruth Alison Linda Rush
Breaches, Failures, Solicitors' Accounts Rules
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Alvin Gilbert Just & Devon Anthony Brown
Breaches, Client Money, Failures, Solicitors' Accounts Rules
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DAVID CHARLES MIZEN
Struck Off the Roll of Practitioners
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Amarjit Singh Dhindsa
Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee
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James Michael Gregson
Criminal Convictions
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Alison Hartvigsen
Charges 1, 2, 3, 4, 5, 6, 7, 8, 9 and 10, there is a finding that the Respondent engaged in professional misconduct.
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Kenneth Ferguson
Guilty of professional misconduct
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Zhang, Shijing
Breached section 34 of the Legal Profession Uniform Law by failing to ensure an employed solicitor complied with her obligations under the Uniform Law Breached rule 37 of the Legal Profession Uniform Law Australian Soli…
Fine Reprimand $12,000.00 About About the OLSC The Commissioner History Mission statement Structure Contact Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot Topics 78 Legal Information Access Centre (LIAC), State Library of NSW , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision -
Sonia Sukhdeesh Hayer
Rule 3-7.1 Consent Agreement | Summary
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Caroline Jones & Hillyer McKeown LLP
Breaches, Failures, Solicitors' Accounts Rules
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Rudolph Emanuel Alphonso Muir
Suspended, Fined | Disciplinary Committee decision delivered September 30, 2020. View Formal Order Below View PDF of Decision View PDF of Formal Order DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL …
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Raphael M Gilmore
In the matter of Raphael M Gilmore, a solicitor previously practising as Gilmore Solicitors, 22 Bridge Street, Ringsend, Dublin 4, and in the matter of the Solicitors Acts 1954-2015 [2019/DT29 and High Court record 2020…
strike_off View decision -
James Beresford Loel
On each of Charges 11, 13, 14, 15 and 17, there is a finding that the respondent engaged in professional misconduct. On each of Charges 1, 2, 3, 4, 5, 6, 7 and 10, there is a finding that the respondent engaged in unsat…
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Maurice Frankson
Guilty of Professional Misconduct | Disciplinary Committee decision delivered July 04, 2020. || Suspended, Fined | Disciplinary Committee decision delivered August 13, 2020. View PDF DECISION OF THE DISCIPLINARY COMMITT…
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Dinh, Thi To Ngoc
The practising certificate of Ms Dinh was cancelled under section 82 and 83 of the Uniform Law on the grounds the Council had formed the reasonable belief the solicitor is unable to fulfill the inherent requirements of …
Cancellation of Practising Certificate for year 2019-2020 and is not entitled to apply for a practising certificate for a period of five years Manager appointed of the law practice known as Vo Lawyers for a period of two years $0.00 Manager Appointed: Yes Manager Appointed View decision -
Vo, Dung Quoc
The practising certificate of Mr Vo was cancelled under section 82 and 83 of the Uniform Law on the grounds the Council had formed the reasonable belief the solicitor is unable to fulfill the inherent requirements of an…
Cancellation of Practising Certificate for year 2019-2020 and is not entitled to apply for a practising certificate for a period of five years Manager appointed of the law practice known as Vo Lawyers for a period of two years $0.00 Manager Appointed: Yes Manager Appointed View decision -
Glen Cameron Tedham
Rule 4-29 Admission of Misconduct and Undertaking
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Roger Brian Allanson
Breaches, Failures, Solicitors' Accounts Rules
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Alan Joseph Fitzpatrick
Breaches, Solicitors' Accounts Rules
Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.