The lawyer must not hold out an unregulated business or person as regulated, and must take reasonable steps to prevent clients wrongly believing a third party is regulated.
‹ back to duties table208 decisions
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Imran Haider Khawaja
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, SRA Principles 2019
Fine 1 PDF -
Lewis Brady
Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Sarah Elizabeth Reynolds
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Fine 1 PDF -
Fasar Mahmood
Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2011
Strike off 1 PDF -
Respondent AR
Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019
Suspend - Fixed Period 1 PDF -
Mark Andrew Shepherd
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Belinda Owusuah Sarkodie
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Strike off 1 PDF -
Heather Roberts
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
Liaqat Ali
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Failures, Lack of Integrity, SRA Principles 2019
Strike off 1 PDF -
Tolhurst Fisher LLP
Breaches, Code of Conduct 2007, Code of Conduct 2011, Money Laundering Regulations, SRA Principles 2011
Fine 1 PDF -
Stephen Brian Simmons
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Ashley Simon Hurst
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Fine 1 PDF -
Talha Jamil Ahmad
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Lack of Integrity, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
David William McDermott
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019
Strike off 1 PDF -
Waheed Ur Rehman Mian
Breaches, Code of Conduct 2011, Failures, SRA Principles 2011
Suspend - Fixed Period 1 PDF -
Claire Letitia Parry
Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Reprimand 1 PDF -
Ahmed Ajina
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Strike off 1 PDF -
Robin Edward Stubbings
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Fine 1 PDF -
Simpson Thacher & Bartlett LLP
Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Money Laundering Regulations, SRA Principles 2011, SRA Principles 2019
Fine 1 PDF -
Rashid Ahmad Khan
Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Allegations not substantiated 1 PDF -
Craig Cooper; Erich Kurtz
Code of Conduct 2011, SRA Principles 2011
Allegations not substantiated 1 PDF -
Kerr Clement
Breaches, Code of Conduct 2011, Failures, SRA Principles 2011
Fine 1 PDF -
Respondent AM
Code of Conduct 2011, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, SRA Authorisation Rules, SRA Principles 2019
Suspend - Fixed Period 1 PDF -
David Baynon Crosby
Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2019
Strike off 1 PDF -
Susan Whitehead
Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Strike off 1 PDF