§ discipline
‹ Browse decisions

Kenneth Richard Harris

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number11161/2013
Date01/01/2013
OutcomeStrike off

Allegation / charges

Breaches, Client Money, Failures, Solicitors' Accounts Rules

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionStrike Off
CostsGBP 33,797
Dishonesty foundYes

Mr Harris, a sole practitioner specialising in probate, systematically transferred excessive and unjustified interim costs from client to office account on numerous estates without ever delivering bills to clients, including identical round-sum bills raised on two files on the same days. He used client funds to support his struggling practice and created further improper bills to disguise shortfalls. The Tribunal rejected his implausible interpretation of Rule 17.2 and his explanations, found dishonesty proved on allegations 1.2-1.4 by irresistible inference, and struck him off. He was ordered to pay costs of £33,797.10, not to be enforced without leave given his bankruptcy.

Duties found breached:

Aggravating factors:

  • Dishonest misuse of client funds on a vast scale over a long period
  • Creation of 'dummy'/identical round sum bills not delivered to clients to conceal shortfall
  • Continued improper billing even after SRA investigation warned him
  • Conduct deliberate and systematic, concealed from clients
  • Client account shortage of £396,329 unremedied at intervention; Compensation Fund paid out £521,856.32
  • Abused trust placed in him by clients at the highest level

Mitigating factors:

  • 30 years as a solicitor with no previous disciplinary record
  • Wound up some estates at no charge after intervention
  • Sold matrimonial home and contributed funds towards deficit
  • Declared bankrupt; personal devastation including loss of livelihood

Duties engaged

Documents

Source: https://solicitorstribunal.org.uk/case/11161/