Ashley Simon Hurst
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Ashley Simon Hurst, a solicitor at Osborne Clarke LLP, was found to have, on or around 16 July 2022, sent an email to Dan Neidle (of Tax Policy Associates) that improperly attempted to restrict Mr Neidle's right to publish the email or discuss its contents, in connection with reporting on the tax affairs of then-Chancellor Nadhim Zahawi. The Tribunal found Mr Hurst applied a 'without prejudice' label not for a genuine attempt to settle a dispute but to suppress publication, asserted a duty of confidentiality that did not exist, and included an implicit threat of consequences if disclosed. This was found to mislead Mr Neidle about his rights and take unfair advantage of him. Allegation 1.1 was proved (breaches of Code paras 1.2, 1.4, 2.4 and Principles 2 and 5). Allegation 1.2 (the 19 July 2022 letter) was found not proved, as the letter expressly framed non-publication as a request Mr Neidle was free to refuse. The Tribunal made a finding of lack of integrity (breach of Principle 5) but did not make an express finding of dishonesty. A fine of £50,000 was imposed.
Duties found breached:
Mitigating factors:
- No previous disciplinary matters
- Conduct was not premeditated or planned; arose in a fast-moving, urgent situation under considerable time pressure
- Single incident of brief duration relating to a single email
- Harm/delay in publication lasted only a short period (around six days)
- Otherwise unblemished professional career; positive character evidence from Ms Phillips
- Email predated publication of the SRA's SLAPP warning notices
Codes & rules applied
Duties engaged
- Act only on proper, lawful instructions
- Advise on alternatives, settlement and outcome
- Avoid wasting the court's time
- Cease acting on client perjury or disobedience
- Client-care and engagement terms
- Client confidentiality
- Competence
- Complaints procedure and handling
- Comply with and respect court orders
- Comply with rules of foreign jurisdictions
- Continuity and handover of representation
- Cooperate openly with regulators
- Costs and fee transparency to client
- Diligence and timeliness
- Disclose adverse law to the court
- Disclose material information to client
- Disclose referrals, commissions and benefits
- Fair dealing with unrepresented parties
- Fair, reasonable and lawful fees
- Full disclosure on ex parte applications
- Good faith and courtesy to colleagues
- Handle inadvertently received material
- Hold a current practising certificate
- Honour professional undertakings
- Keep client informed and respond promptly
- Maintain competence and CPD
- Manage conflict arising mid-matter
- No abuse of process or coercive powers
- No acting against a former client
- No baseless or threatened misconduct report
- No conflict between current clients
- No direct dealing with represented party
- No improper benefit, loan or bequest
- No improper communication with the court
- No improper fee-sharing or partnership
- No improper questioning of witnesses
- No improper solicitation or touting
- Non-discriminatory acceptance and cab-rank
- No obstruction or victimisation of reporters
- No own-interest conflict
- No payments to witnesses on evidence
- No personal opinion or familiarity with court
- No prejudicial publicity for pending cases
- No standing bail or surety for client
- No taking unfair advantage
- No tampering with or coaching witnesses
- Not mislead the court
- Not mislead third parties or opponents
- Not misrepresent regulated status
- Pay instructed practitioners and agents
- Professional indemnity insurance
- Proper basis for allegations
- Proper termination and return of instructions
- Prosecutorial duty of disclosure
- Prosecutorial fairness and impartiality
- Protect capacity and vulnerable clients
- Protect legal professional privilege
- Report serious misconduct of others
- Safeguard documents and limit liens
- Self-report to the regulator
- Truthful, non-misleading advertising