Robin Edward Stubbings
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Robin Edward Stubbings, sole owner/COLP/COFA of CC Bell & Son, acted for sellers in a conveyancing transaction. He gave undertakings (via form TA13 and the Law Society Completion Code, and in correspondence) to provide RX3 and ST5 forms on completion to enable removal of a title restriction, but failed to do so for around 15 months, causing the buyers' HMLR registration to be cancelled and additional fees incurred (Allegation 1.1). He also repeatedly failed to co-operate with the SRA investigation between September 2022 and February 2024, ignoring or delaying responses to correspondence and failing to provide documents/income evidence (Allegation 1.2). The Tribunal proceeded in his absence, found both allegations proved on the balance of probabilities, and made no finding of dishonesty. Sanction: £17,500 fine plus practice restrictions.
Duties found breached:
- No conflict between current clients
- Report serious misconduct of others
- Uphold public trust in the profession
Aggravating factors:
- Failure to comply with undertaking persisted for around 15 months
- Caused inconvenience, distress and financial harm (additional Land Registry fees) to buyers' clients and cancellation of registration
- Repeated and prolonged failure to co-operate with the regulator, only producing documents after a S44B production notice
Mitigating factors:
- Did not contest/dispute the underlying facts and acknowledged the matter took far too long
- Expressed sincere apologies and regret
- Medical condition affecting attendance/engagement
Codes & rules applied
Duties engaged
- Act only on proper, lawful instructions
- Advise on alternatives, settlement and outcome
- Avoid wasting the court's time
- Cease acting on client perjury or disobedience
- Client-care and engagement terms
- Client confidentiality
- Competence
- Complaints procedure and handling
- Comply with and respect court orders
- Comply with rules of foreign jurisdictions
- Continuity and handover of representation
- Cooperate openly with regulators
- Costs and fee transparency to client
- Diligence and timeliness
- Disclose adverse law to the court
- Disclose material information to client
- Disclose referrals, commissions and benefits
- Fair dealing with unrepresented parties
- Fair, reasonable and lawful fees
- Full disclosure on ex parte applications
- Good faith and courtesy to colleagues
- Handle inadvertently received material
- Hold a current practising certificate
- Honour professional undertakings
- Keep client informed and respond promptly
- Maintain competence and CPD
- Manage conflict arising mid-matter
- No abuse of process or coercive powers
- No acting against a former client
- No baseless or threatened misconduct report
- No conflict between current clients
- No direct dealing with represented party
- No improper benefit, loan or bequest
- No improper communication with the court
- No improper fee-sharing or partnership
- No improper questioning of witnesses
- No improper solicitation or touting
- Non-discriminatory acceptance and cab-rank
- No obstruction or victimisation of reporters
- No own-interest conflict
- No payments to witnesses on evidence
- No personal opinion or familiarity with court
- No prejudicial publicity for pending cases
- No standing bail or surety for client
- No taking unfair advantage
- No tampering with or coaching witnesses
- Not mislead the court
- Not mislead third parties or opponents
- Not misrepresent regulated status
- Pay instructed practitioners and agents
- Professional indemnity insurance
- Proper basis for allegations
- Proper termination and return of instructions
- Prosecutorial duty of disclosure
- Prosecutorial fairness and impartiality
- Protect capacity and vulnerable clients
- Protect legal professional privilege
- Report serious misconduct of others
- Safeguard documents and limit liens
- Self-report to the regulator
- Truthful, non-misleading advertising