Niranjana Patel
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
The Tribunal found that on 29 January 2021, while an associate solicitor at Jackson Lees Group Limited, the Respondent created a letter to client K's landlord (based on an existing 9 April 2020 letter) at 11:08hrs and backdated it to 12 January 2021 to make it appear she had progressed the case when she had not, after receiving chaser emails from the Firm's head of risk and compliance. She told a colleague and the client the letter had been sent on 12 January 2021. The Tribunal rejected her account that she had merely 'looked at' an already-dictated letter and accepted the IT director's evidence that she created and manually altered the date of the document. It found breaches of Principles 2, 4 and 5 and paragraph 1.4 of the Code, and made an express finding of dishonesty under the Ivey test. Given exceptional circumstances (isolated, momentary, unplanned conduct, exemplary history, personal pressures), the Tribunal imposed a 12-month suspension, itself suspended for two years, rather than strike-off.
Duties found breached:
Mitigating factors:
- Unblemished and exemplary professional and regulatory history with no previous disciplinary findings
- Qualified 15 years and managing three departments at the relevant time
- Struggling with high volume of work and had a very challenging schedule the day before the misconduct
- Feeling unwell (migraines, stomach-ache) and dealing with personal matters including caring for her unwell mother
- Conduct was isolated, discrete and momentary, occurring on a single day; deliberate but not planned or calculated
Codes & rules applied
Duties engaged
- Act only on proper, lawful instructions
- Advise on alternatives, settlement and outcome
- Avoid wasting the court's time
- Cease acting on client perjury or disobedience
- Client-care and engagement terms
- Client confidentiality
- Competence
- Complaints procedure and handling
- Comply with and respect court orders
- Comply with rules of foreign jurisdictions
- Continuity and handover of representation
- Cooperate openly with regulators
- Costs and fee transparency to client
- Diligence and timeliness
- Disclose adverse law to the court
- Disclose material information to client
- Disclose referrals, commissions and benefits
- Fair dealing with unrepresented parties
- Fair, reasonable and lawful fees
- Full disclosure on ex parte applications
- Good faith and courtesy to colleagues
- Handle inadvertently received material
- Hold a current practising certificate
- Honour professional undertakings
- Keep client informed and respond promptly
- Maintain competence and CPD
- Manage conflict arising mid-matter
- No abuse of process or coercive powers
- No acting against a former client
- No baseless or threatened misconduct report
- No conflict between current clients
- No direct dealing with represented party
- No improper benefit, loan or bequest
- No improper communication with the court
- No improper fee-sharing or partnership
- No improper questioning of witnesses
- No improper solicitation or touting
- Non-discriminatory acceptance and cab-rank
- No obstruction or victimisation of reporters
- No own-interest conflict
- No payments to witnesses on evidence
- No personal opinion or familiarity with court
- No prejudicial publicity for pending cases
- No standing bail or surety for client
- No taking unfair advantage
- No tampering with or coaching witnesses
- Not mislead the court
- Not mislead third parties or opponents
- Not misrepresent regulated status
- Pay instructed practitioners and agents
- Professional indemnity insurance
- Proper basis for allegations
- Proper termination and return of instructions
- Prosecutorial duty of disclosure
- Prosecutorial fairness and impartiality
- Protect capacity and vulnerable clients
- Protect legal professional privilege
- Report serious misconduct of others
- Safeguard documents and limit liens
- Self-report to the regulator
- Truthful, non-misleading advertising