Aymer Jan Patrick Hutton
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
The Respondent, a partner at Cunningtons LLP with ~33 years' experience, in a telephone call and email on 2 July 2021 attempted to procure the backdating of a Transfer Form by the sellers' solicitors so completion would appear to have occurred on 30 June 2021, enabling his client to benefit from the Stamp Duty Land Tax holiday after completion actually took place on 1 July 2021. The sellers' solicitors refused. The Respondent admitted breaches of Principles 2 and 5 but denied dishonesty, claiming he was treating it as a 'delayed/deemed completion'. The Tribunal rejected this account, found his primary motive was avoiding SDLT liability (~£6,000) that would fall on his client or firm, and made an express finding of dishonesty under the Ivey test. No exceptional circumstances were found; he was struck off and ordered to pay agreed costs of £5,000.
Duties found breached:
Aggravating factors:
- Respondent was an experienced solicitor (~30-33 years)
- Conduct would have involved another party (the sellers' solicitor) in wrongdoing
- Motivated by avoiding SDLT liability (~£6,000) to client/firm
- Risk of deceit upon HM Revenue and Customs and harm to reputation of the profession
Mitigating factors:
- Isolated, discrete and momentary lapse lasting about 30 minutes
- Not pre-planned
- Occurred during exceptionally busy working day at end of SDLT holiday
- Unblemished career of 33 years and numerous character references
- Prompt admissions and cooperation with the Regulator
- Genuine and sincere remorse
- No repeat of conduct
- No client placed at loss and appropriate SDLT was ultimately paid
Codes & rules applied
Duties engaged
- Act only on proper, lawful instructions
- Advise on alternatives, settlement and outcome
- Avoid wasting the court's time
- Cease acting on client perjury or disobedience
- Client-care and engagement terms
- Client confidentiality
- Competence
- Complaints procedure and handling
- Comply with and respect court orders
- Comply with rules of foreign jurisdictions
- Continuity and handover of representation
- Cooperate openly with regulators
- Costs and fee transparency to client
- Diligence and timeliness
- Disclose adverse law to the court
- Disclose material information to client
- Disclose referrals, commissions and benefits
- Fair dealing with unrepresented parties
- Fair, reasonable and lawful fees
- Full disclosure on ex parte applications
- Good faith and courtesy to colleagues
- Handle inadvertently received material
- Hold a current practising certificate
- Honour professional undertakings
- Keep client informed and respond promptly
- Maintain competence and CPD
- Manage conflict arising mid-matter
- No abuse of process or coercive powers
- No acting against a former client
- No baseless or threatened misconduct report
- No conflict between current clients
- No direct dealing with represented party
- No improper benefit, loan or bequest
- No improper communication with the court
- No improper fee-sharing or partnership
- No improper questioning of witnesses
- No improper solicitation or touting
- Non-discriminatory acceptance and cab-rank
- No obstruction or victimisation of reporters
- No own-interest conflict
- No payments to witnesses on evidence
- No personal opinion or familiarity with court
- No prejudicial publicity for pending cases
- No standing bail or surety for client
- No taking unfair advantage
- No tampering with or coaching witnesses
- Not mislead the court
- Not mislead third parties or opponents
- Not misrepresent regulated status
- Pay instructed practitioners and agents
- Professional indemnity insurance
- Proper basis for allegations
- Proper termination and return of instructions
- Prosecutorial duty of disclosure
- Prosecutorial fairness and impartiality
- Protect capacity and vulnerable clients
- Protect legal professional privilege
- Report serious misconduct of others
- Safeguard documents and limit liens
- Self-report to the regulator
- Truthful, non-misleading advertising