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discipline 1 October 2026

The duty in context

No improper communication with the court court

The lawyer must not communicate with the court on a matter of substance in the opponent's absence except where permitted, and must promptly disclose to the opponent any such communication.

602 cases 59% strike-off avg suspension 22.3 mo avg fine 23,440 196 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook no clear equivalent
Cayman Islands Legal Services Code 2026 no clear equivalent
AU Solicitors Solicitors' Conduct Rules Rules 22.5; 22.6 strong 99 cases
22.5 A solicitor must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless: ... 22.6 A solicitor must promptly tell the opponent what passes between the solicitor and a court in a communication referred to in Rule 22.5.
AU Barristers Uniform Barristers Rules rr53-54 strong 36 cases
A barrister must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless [permitted]. A barrister must promptly tell an opponent what passes between the barrister and a court in a communication referred to in Rule 53.
IE Solicitors Law Society Guide Ch5 — Communication with the court strong 82 cases
A solicitor should not discuss the merits of a case with the judge, registrar, clerk or other official before whom a case is pending. Where during the case a written communication to the court is required, the solicitor should deliver a copy of the communication to the opposing party.
IE Barristers Bar Code of Conduct Rule 5.28; Rule 5.29 strong 82 cases
Barristers shall not approach a Judge to discuss with them any matter then pending or at hearing before that Judge without the consent of the Judge and their opposing lawyer or lay litigant being present during such approach.
JM Attorneys Canons of Professional Ethics Canon V(i) partial 26 cases
In any proceeding in a Court an Attorney shall not communicate or cause any other person to communicate with a juror as to the merits of such proceedings, and shall only do so with a Judge or person exercising Judicial functions:- (i) in the normal course of the proceedings, or (ii) where authorised by law, or the practice of the Courts or with the consent of the parties.
JE Lawyers Law Society of Jersey Code G.3.4 partial
Members must not discuss the merits of a case with a member of the judiciary before whom a case is pending or by whom it may be heard unless invited to do so in the presence of the lawyer for the other side.
ON Lawyers LSO Rules of Prof. Conduct r 5.1-2(d) partial
When acting as an advocate, a lawyer shall not ... endeavour or allow anyone else to endeavour, directly or indirectly, to influence the decision or action of a tribunal or any of its officials in any case or matter by any means other than open persuasion as an advocate
BC Lawyers BC Code r 2.1-2(d) partial 15 cases
A lawyer should never seek privately to influence a court or tribunal, directly or indirectly, in the lawyer's or a client's favour, nor should the lawyer attempt to curry favour with juries by fawning, flattery or pretended solicitude for their personal comfort.
NZ Lawyers Conduct & Client Care Rules r 13.2.2 strong
A lawyer must not discuss any case or matter before the court with any judicial officer involved in the proceeding either formally or informally outside of the rules of procedure ... In cases of doubt, the lawyers for other parties (or if a party is not represented, then the party concerned) should be informed of any matters being brought before the court.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 r 30 (Communication with court) partial 9 cases
30 Communication with court
HK Solicitors Solicitors' Guide Principle 10.02 Commentary 2-3 strong
Except in the course of an application to the court, a solicitor must not discuss the merits of the case with a judge, magistrate or other adjudicator before whom a case is pending ... unless invited to do so in the presence of the solicitor or barrister for the other side ... a solicitor shall at the same time deliver a copy of it to his professional adversary.
HK Barristers Bar Code of Conduct para 10.48 strong
A practising barrister must not, outside of an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the Court concerning any matter of substance in connection with current proceedings unless ... A practising barrister must promptly inform an opponent of what has passed between the barrister and the Court in a communication referred to in sub-paragraph (a) hereof.

Cases dealing with this duty

Clear

591 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Michael Griffiths
    BTAS barrister Middle Temple 2026-06-15 found breached
    strike_off open to appeal 1 PDF View decision
  • Darren Paul Kruse
    LPCC-SA lawyer 20 Coromandel Parade, Blackwood SA 5051 2026-04-24 found breached

    Between December 2020 and March 2021, the Practitioner failed to act on client instructions and respond to client correspondence, in breach of the following South Australian Legal Practitioners Conduct Rules: • to act i…

    Multiple Disciplinary Action Fine Order to apologise Reprimand View decision
  • Darren Paul Kruse
    LPCC-SA lawyer 20 Coromandel Parade, Blackwood SA 5051 2026-04-24 found breached

    The Practitioner agreed to produce an affidavit as to the provenance of a Will and codicil to enable an Application for Probate. The Practitioner failed to produce that affidavit and respond to correspondence in breach …

    Multiple Disciplinary Action Fine Order to apologise Reprimand View decision
  • Darren Paul Kruse
    LPCC-SA lawyer 20 Coromandel Parade, Blackwood SA 5051 2026-04-24 found breached

    Between February 2021 and March 2022, the Practitioner failed to act on client instructions and respond to client correspondence, in breach of the following South Australian Legal Practitioners Conduct Rules: • to act i…

    Multiple Disciplinary Action Fine Order to apologise Reprimand View decision
  • Darren Paul Kruse
    LPCC-SA lawyer 20 Coromandel Parade, Blackwood SA 5051 2026-04-24 found breached

    Between August 2021 and November 2021, the Practitioner failed to act on client instructions and respond to client correspondence, in breach of the following South Australian Legal Practitioners Conduct Rules: • to act …

    Multiple Disciplinary Action Fine Order to apologise Reprimand View decision
  • Shafiq-ul Hassan
    SDT solicitor 12567/2024 2026-03-12 found breached

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Anthony James Vincent Kerin
    LPCC-SA lawyer Level 2, 44 Waymouth Street, Adelaide SA 5000 2026-01-29 found breached

    1. Persistent, lengthy and inexplicable delays in providing legal services, in breach of the following South Australian Legal Practitioners Conduct Rules: • to act in the best interest of their client (Rule 4.1.1); • to…

    Multiple Disciplinary Action Order to apologise Other Reprimand Undertake training, education or counselling View decision
  • Carter Devile
    SDT solicitor 12597/2024 2026-01-16 found breached

    Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Money Laundering Regulations, SRA Principles 2011

    Costs only, No Order 1 PDF View decision
  • Douglas Burnett
    SSDT solicitor Douglas Burnett, Burnett Legal Services Limited, 6 King’s Gate, Aberdeen 2025-12-16 found breached
    fine No Appeal 1 PDF View decision
  • Brenton John Miegel
    LPCC-SA lawyer 4 Elizabeth Street, Tanunda SA 5352 2025-10-31 found breached

    Delayed administering a deceased estate for 10 years which diminished the public’s confidence in the administration of justice and brought the profession into disrepute. Failed to respond adequately and in a timely mann…

    Multiple Disciplinary Action Conditions on Practising Certificate Fine Make a payment Refrain from doing something Reprimand View decision
  • Grubisa, Dominique
    OLSC solicitor DGI Lawyers Pty Ltd [2025] NSWCATOD 127 2025-10-01 found breached

    Proceedings no. 2022/00387737 (First Application) 1. Mrs Grubisa was the principal of a law practice which had lay associates who were disqualified persons under the Legal Profession Uniform Law (NSW) and who were not a…

    Costs Order recommending removal of lawyer's name from the Roll of Australian Lawyers $0.00 Proceedings Instituted 1 PDF View decision
  • Manuel Lopez-Martinez
    SDT solicitor 12695/2024 2025-09-10 found breached

    Solicitors Act 1974

    S.43 Order (clerks) 1 PDF View decision
  • Sideris, George
    OLSC solicitor George Sideris & Associates Lawyers [2025] NSWCA 159 2025-07-18 found breached

    In the course of legal practice the solicitor: sent correspondence directly to the client of another solicitor, in breach of rule 33 of the Legal Profession Uniform Law Australian Solicitors’ Conduct Rules 2015 (NSW) (C…

    Costs Removal of lawyer’s name from the Roll of Australian lawyers Not a fit and proper person to remain on the Roll of Australian lawyers maintained by the Supreme Court of New South Wales, pursuant to s 22 of the Legal Profession Uniform Law (NSW) $0.00 Proceedings Instituted 1 PDF View decision
  • Lindsey M Fettes
    SSDT solicitor Lindsey M Fettes, Wilsone & Duffus Solicitors, 7 Golden Square, Aberdeen 2025-05-19 found breached
    No Appeal 1 PDF View decision
  • John David Mair
    SSDT solicitor ohn David Mair, formerly of NEGO8 Ltd, 5 Whittingehame Drive, Glasgow 2025-02-28 found breached
    strike_off No Appeal 4 PDFs View decision
  • Sverre Nils Aaen (1)
    SSDT solicitor Sverre Nils Aaen, formerly having a place of business at LTO Ltd, 81 St. Vincent Street, Glasgow 2025-02-24 found breached
    reprimand No Appeal 1 PDF View decision
  • Betty Igwebike Forde
    SDT solicitor 12583/2024 2024-11-27 found breached

    Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Money Laundering Regulations, Solicitors Accounts Rules 2019, SRA Principles 2019

    Strike off 1 PDF View decision
  • Chen Kok Siang Joseph
    SG-DT lawyer Joseph Chen & Co 2024-11-25 found breached
    Struck off the roll with immediate effect 1 PDF View decision
  • Richard Harbord
    SDT solicitor 12580/2024 2024-11-15 found breached

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Authorisation Rules, SRA Principles 2011, SRA Pr…

    Fine 1 PDF View decision
  • Shen, Hao (Wilson) Ran
    OLSC solicitor Shen Lawyers Pty Ltd [2024] NSWCATOD 174 2024-10-29 found breached

    Failure to attend Court on 20 October 2022 without reasonable excuse. On 13 November 2023, the Acting NSW Legal Services Commissioner made a finding of Unsatisfactory Professional Conduct and Mr Shen was reprimanded. On…

    Reprimand $0.00 Specified Duration: Manager appointment for a period of 2 years Manager Appointed: Yes Manager Appointed 1 PDF View decision
  • Kazas-Rogaris, Anne
    OLSC solicitor KR Lawyers & Consultants Pty Ltd [2024] NSWCATOD 166 2024-10-15 found breached

    On 29 April 2022, the Professional Conduct Committee (Committee) of the Law Society of New South Wales resolved to do the following: (1) Find Ms Kazas-Rogaris guilty of unsatisfactory professional conduct on the basis t…

    Fine Reprimand $2,500.00 Proceedings Instituted 1 PDF View decision
  • (unnamed)
    SDT solicitor 12618/2024 2024-10-11 found breached
    Determination of Indefinite Suspension - Granted 1 PDF View decision
  • Andrew John Robertson
    SSDT solicitor Andrew John Robertson, formerly of WW&J McClure Solicitors, Floor 5, Pacific House, 70 Wellington Street, Glasgow 2024-07-30 found breached
    fine No Appeal 1 PDF View decision
  • Lee, Pei Sze
    OLSC solicitor Pei Sze Lee t/as NSW Solicitor [2024] NSWCATOD 108 2024-07-25 found breached

    Failed to cooperate with, and thereby obstructed, the manager appointed to the Law Practice under s 334 of the Legal Profession Uniform Law (Ground 1) Participated in the affairs of the Law Practice after service on her…

    Costs Fine Lawyer to undertake and complete further ethics education Reprimand The Lawyer may not apply for a practising certificate that would authorise her to be a principal of a law practice until after she has held five (5) practising certificates in five (5) separate practising certificate years that authorise her to engage in supervised legal practice only $10,000.00 Proceedings Instituted 1 PDF View decision
  • Guy Andrew Adams
    SDT solicitor 12502/2023 2024-07-19 found breached

    Code of Conduct 2011, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.