The duty in context
Orderly wind-down and contingency cover practice
On ceasing practice or facing insolvency the lawyer or firm must effect an orderly wind-down, notify clients and the regulator, and (for sole practitioners) arrange for protection of clients on death, illness or incapacity.
How the codes express this duty
E&W Solicitors SRA Principles & Code CCF 2.4; CCF 3.6 strong 67 cases
2.4 You actively monitor your financial stability and business viability. Once you are aware that you will cease to operate, you effect the orderly wind-down of your activities. 3.6 You notify the SRA promptly: ... (c) if you intend to, or become aware that you will, cease operating as a legal business ...
SRA Code of Conduct for Firms · 2019 · archived copy · official source ↗
E&W Barristers BSB Handbook rC72 strong
rC72 Once you are aware that you ... will cease to practise, you shall effect the orderly wind-down of activities, including: .1 informing the Bar Standards Board and providing them with a contact address; .2 notifying those clients for whom you have current matters and liaising with them ...;
BSB Handbook · current · archived copy · official source ↗
Cayman Islands Legal Services Code 2026 R.13.1(f) partial
shall promptly notify the Council where a recognised law entity is in financial difficulties or at material risk of being unable to meet its financial obligations
Cayman Islands Legal Services Code of Professional Conduct · 2026 · archived copy
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch9 — Changes in the solicitor's practice; Succession planning for solicitor's unexpected absence from office strong 3 cases
Where a sole practitioner ceases to practise, or all the partners in a partnership cease to practise, prompt notification to the clients of the firm should be made... The Legal Services Regulation Authority must also be notified of such changes, where applicable... All firm owners, but particularly sole practitioners or the sole principal of a firm, should plan for emergency situations, such as death or other eventualities that might inhibit or restrict their ability to manage their firm.
Solicitor's Guide to Professional Conduct (Law Society of Ireland) · 4th ed. (2022) · archived copy · official source ↗
IE Barristers Bar Code of Conduct no clear equivalent
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code R.12.5; R.12.1 g); G.12.11; G.12.12 strong
Members who are sole practitioners must make proper arrangements in the event of their illness, death, absence or other incapacity to protect their clients, and their clients' money and assets held by, or to, the order of the sole practitioner. Where a firm concludes that it is not financially viable, the Law Society must be informed immediately and the responsible members must take appropriate steps either to ensure an orderly wind down or to obtain assistance so that the firm becomes financially viable. Where a practice closes, whether as a result of financial issues or otherwise, the members must ensure that there are appropriate arrangements for the orderly transfer of clients' property and any assets held and that clients are provided with relevant information as to where their property or assets will be transferred.
Law Society of Jersey Code of Conduct · 1 January 2017 · archived copy · official source ↗
ON Lawyers LSO Rules of Prof. Conduct r 7.1-3(b) partial
Unless to do so would be unlawful or would involve a breach of solicitor-client privilege, a lawyer shall report to the Law Society, ... (b) the abandonment of a law or legal services practice. [The RPC addresses abandonment via the reporting duty; orderly wind-down / succession arrangements for sole practitioners are governed by the by-laws, not the RPC.]
Law Society of Ontario — Rules of Professional Conduct · current · archived copy · official source ↗
BC Lawyers BC Code r 3.7-1, commentary [4] partial
When a lawyer leaves a law firm to practise alone or to join another law firm, the departing lawyer and the law firm have a duty to inform all clients for whom the departing lawyer is the responsible lawyer in a legal matter that the clients have a right to choose who will continue to represent them. The same duty may arise when a firm is winding up or dividing into smaller units.
Code of Professional Conduct for British Columbia (BC Code) · 2017 · archived copy · official source ↗
NZ Lawyers Conduct & Client Care Rules no clear equivalent
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 2.05 / Principle 2.06 strong
A sole principal should make suitable arrangements for the running of a practice during a period of absence. ... A sole practitioner must make a will containing provisions for the management of his practice after his death.
Hong Kong Solicitors' Guide to Professional Conduct (Volume 1) · current · archived copy · official source ↗
HK Barristers Bar Code of Conduct no clear equivalent
Cases dealing with this duty
75 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern
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Mohamed Faisal Mamon
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Indemnity Insurance Rules, Recklessness, SRA Principles 2019
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Sarah Louise Kearney
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019
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Liaqat Ali
Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Failures, Lack of Integrity, SRA Principles 2019
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Toslim Uddin Ahmed
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019
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Martin Darren Rounthwaite
Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011, SRA Principles 2019
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Douglas Kihiko Wamburu
Breaches, Failures
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Mayuri Nitin Shah
Breaches, Failures
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Hughes, Owen Maldwyn
Findings made by the Federal Circuit Court of Australia in May 2019 and the Federal Court of Australia in July 2020 that Mr Hughes’ conduct towards his former employee amounted to sexual harassment, the findings, declar…
Refusal of grant of practising certificate $0.00 About About the OLSC The Commissioner History Mission statement Structure Contact Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot Topics 78 Legal Information Access Centre (LIAC), State Library of NSW , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision -
Michael William Pilkington
Breaches, Failures
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Ian Caunt Wilson
Breaches, Failures
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Mohammed Arshad Amin
Breaches, Failures, Solicitors' Accounts Rules
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Vo, Dung Quoc
The practising certificate of Mr Vo was cancelled under section 82 and 83 of the Uniform Law on the grounds the Council had formed the reasonable belief the solicitor is unable to fulfill the inherent requirements of an…
Cancellation of Practising Certificate for year 2019-2020 and is not entitled to apply for a practising certificate for a period of five years Manager appointed of the law practice known as Vo Lawyers for a period of two years $0.00 Manager Appointed: Yes Manager Appointed View decision -
Rebecca Jane Elliott
Breaches, Client Money, Failures, Solicitors' Accounts Rules
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Cabeer Ahmed
Breaches, Solicitors' Accounts Rules
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Michael Usher
Breaches, Failures
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Lyndsey Clarke
In the matter of Lyndsey Clarke, solicitor, practising as Keith Flynn & Company, 414 The Capel Building, Mary’s Street, Dublin 7, and in the matter of the Solicitors Acts 1954-2015 [2017/DT46 and High Court record 2018 …
strike_off View decision -
Keith Flynn
In the matter of Keith Flynn, practising as Keith Flynn & Company, 414 The Capel Building, Mary’s Street, Dublin 7, and in the matter of the Solicitors Acts 1954-2015 [2017/DT46 and High Court record 2018 no 99 SA] Law …
strike_off View decision -
Jimoh Adun
Breaches, Failures
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Mohammed Zahir Uddin
Breaches, Failures, Solicitors' Accounts Rules
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Venkateshwarlu Bandla
Breaches, Failures
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Stephen John Ellis
Criminal Convictions
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Kamran Adil & A nother
Breaches, Failures, Solicitors' Accounts Rules
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Anthony Alabi
Breaches, Failures
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Steven Platts & Another
Breaches, Solicitors' Accounts Rules
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Sabir Hussain
Breaches, Client Money, Solicitors' Accounts Rules
Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.