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discipline 1 October 2026

The duty in context

Full disclosure on ex parte applications court

On an ex parte or without-notice application the lawyer must disclose all known, non-privileged factual and legal matters that could be argued against granting the relief sought.

35 cases 34% strike-off avg suspension 6.5 mo avg fine 71,000 8 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook no clear equivalent
Cayman Islands Legal Services Code 2026 no clear equivalent
AU Solicitors Solicitors' Conduct Rules Rule 19.4 strong 7 cases
A solicitor seeking any interlocutory relief in an ex parte application must disclose to the court all factual or legal matters which: 19.4.1 are within the solicitor's knowledge; 19.4.2 are not protected by legal professional privilege; and 19.4.3 the solicitor has reasonable grounds to believe would support an argument against granting the relief or limiting its terms adversely to the client.
AU Barristers Uniform Barristers Rules rr29-30 strong 2 cases
A barrister seeking any interlocutory relief in an ex parte application must disclose to the court all factual or legal matters which: (a) are within the barrister's knowledge; (b) are not protected by legal professional privilege; and (c) the barrister has reasonable grounds to believe would support an argument against granting the relief or limiting its terms adversely to the client.
IE Solicitors Law Society Guide Ch5 — Ex parte applications strong 5 cases
In ex parte court applications, the solicitor has a particular duty to act in good faith and to present the court with all relevant information and/or correspondence and make full disclosure in respect of the application before the court.
IE Barristers Bar Code of Conduct no clear equivalent
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code no clear equivalent
ON Lawyers LSO Rules of Prof. Conduct r 5.1-1 commentary [6] strong
When opposing interests are not represented, for example, in without notice or uncontested matters or in other situations in which the full proof and argument inherent in the adversarial system cannot be achieved, the lawyer must take particular care to be accurate, candid and comprehensive in presenting the client's case so as to ensure that the tribunal is not misled.
BC Lawyers BC Code r 5.1-1, commentary [6] partial 3 cases
When opposing interests are not represented, for example, in without notice or uncontested matters or in other situations in which the full proof and argument inherent in the adversarial system cannot be achieved, the lawyer must take particular care to be accurate, candid and comprehensive in presenting the client's case so as to ensure that the tribunal is not misled.
NZ Lawyers Conduct & Client Care Rules r 13.2.2 partial
A lawyer must not discuss any case or matter before the court with any judicial officer ... outside of the rules of procedure that permit matters to be raised in the absence of the other party (such as in cases of urgency or where an ex parte application is justified). In cases of doubt, the lawyers for other parties ... should be informed of any matters being brought before the court.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 r 9 (Conduct of proceedings) partial 2 cases
9 Conduct of proceedings
HK Solicitors Solicitors' Guide Principle 10.04 Commentary 1 strong
A party seeking relief ex-parte must make full and frank disclosure to the court of all material matters within his knowledge. Failure to do so may result in the discharge of any order obtained with consequent loss to a client.
HK Barristers Bar Code of Conduct no clear equivalent

Cases dealing with this duty

Clear

35 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Christopher Yiannakas; Nicholas George Kephalas; YVA Solicitors LLP
    SDT solicitor 12728/2025 2026-03-30 found breached

    Code of Conduct for Firms 2019, Solicitors Accounts Rules 2019, SRA Principles 2019

    Fine 1 PDF View decision
  • Rowntree, Bruce Elliott
    OLSC solicitor 2025-05-15 found breached

    The findings in Commission of Taxation v Rowntree [2020] FCA 1322, and the orders made in Commission of Taxation v Rowntree (No 3) [2021] FCA 306; The failure to disclose those proceedings in practising certificate appl…

    Refusal of grant of practising certificate $0.00 Disciplinary Action View decision
  • Seah Zhen Wei Paul
    SG-DT lawyer Tan Kok Quan Partnership 2024-04-09 rule cited
    Suspended for a period of three (3) years with effect from 17 August 2024 1 PDF View decision
  • Chandra Mohan Rethnam
    SG-DT lawyer Rajah & Tann Singapore LLP 2024-04-09 rule cited
    Suspended for a period of three (3) years with effect from 1 June 2024 1 PDF View decision
  • Joanna Mun-Ling Lee
    LSBC lawyer 2023-12-20 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • John Anthony Thompson
    GLC attorney 29 of 2021 2023-05-17 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered May 17, 2023. || Reprimanded, Reimbursement ordered, Fined | Disciplinary Committee decision delivered October 30, 2023. View PDF DECISION OF…

    Guilty of Professional Misconduct 3 PDFs View decision
  • Arlean D. Moreta Beckford
    GLC attorney 135 of 2013 2021-01-26 found breached

    Struck off, Restitution Ordered | Disciplinary Committee decision delivered January 26, 2021. || Guilty of Professional Misconduct | Disciplinary Committee decision delivered January 13, 2021. View PDF DECISION ON SANCT…

    Struck off, Restitution Ordered 1 PDF View decision
  • Audley Earl Melhado
    GLC attorney 24 of 2014 2020-01-25 found breached

    Struck off, Restitution ordered | Disciplinary Committee decision delivered January 25, 2020. || Formal Order Full Screen Views View PDF of Decision View PDF of Formal Order DECISION OF THE DISCIPLINARY COMMITTEE OF THE…

    Struck off, Restitution ordered 2 PDFs View decision
  • Yakenian, Dickran
    OLSC solicitor Yakenian Solicitor [2019] NSWCATOD 98 2019-06-21 found breached

    1. Applied for default judgment knowing the defendants intended to file defences and without notice to the defendants and contrary to the duty to the administration of justice 2. Misled the defendants into believing the…

    Costs Fine Practitioner to undertake and complete further legal education Reprimand $7,500.00 Proceedings Instituted 1 PDF View decision
  • Nagle, Peter Richard
    OLSC barrister [2019] NSWCATOD 26 2019-02-19 found breached

    1. Borrowed money from his client - breach r 47 of the of NSW Barristers’ Rules 2014 2. Failed to disclose to his client all matters required to be disclosed in the case of a direct access retainer between a barrister a…

    Costs Reprimand Waive fees $0.00 Proceedings Instituted 1 PDF View decision
  • Winter, Ronald William
    OLSC solicitor Ron Winter Legal [2019] NSWCATOD 2 2019-01-02 rule cited

    1. Pursuing recovery of Court ordered costs on behalf of a company, and representing to the self represented opponent that he was purporting to act as solicitor for the company, at a time and in circumstances where he b…

    Costs Fine Practitioner to undertake and complete further legal education Reprimand $10,000.00 Proceedings Instituted 2 PDFs View decision
  • Daniel Kar-Yan Kwong
    LSBC lawyer 2018-03-01 found breached

    Agreed Statement of Facts | Summary

    Agreed Statement of Facts | Summary 1 PDF View decision
  • Warren Lance ROSEN
    LSC-QLD solicitor Rosen Lawyers 2016-02-05 found breached rule cited

    Guilty of professional misconduct on 1 charge.

    other 1 PDF View decision
  • David Walsh
    LSI solicitor David Walsh & Co, Solicitors, 12 Mount Street, Mullingar, Co Westmeath 2015-01-12 found breached

    In the matter of David Walsh, solicitor, formerly practising as David Walsh & Co, Solicitors, at 12 Mount Street, Mullingar, Co Westmeath, and in the matter of the Solicitors Acts 1954-2011 [4550/DT134/12 and High Court…

  • Hubert James
    SDT solicitor 11368/2015 2015-01-01 found breached

    Breaches, Failures, Others

    Strike off 1 PDF View decision
  • GEOFFREY PAUL DUTTON
    LPBWA lawyer Level 1 195 Adelaide Terrace PERTH WA 6000 Legal Profession Complaints Committee v Dutton [2014] WASAT 2014-09-23 found breached

    Professional Misconduct

    Professional Misconduct 1 PDF View decision
  • David Walsh
    LSI solicitor David Walsh & Co, Solicitors, 12 Mount Street, Mullingar, Co Westmeath 2014-05-27 found breached

    In the matter of David Walsh, solicitor, formerly practising as David Walsh & Co, Solicitors, at 12 Mount Street, Mullingar, Co Westmeath, and in the matter of the Solicitors Acts 1954-2011 [4550/DT41/10 and 2014 no 37 …

    strike_off View decision
  • Patrick Aidan Crowley
    LSI solicitor Egan Daughter & Company, Solicitors, Church Street, Castlebar, Co Mayo 2013-04-15 found breached

    In the matter of Patrick Aidan Crowley, a solicitor previously practising as a partner in the firm of Egan Daughter & Company, Solicitors, Church Street, Castlebar, Co Mayo, and in the matter of the Solicitors Acts 1954…

  • Katherine Anne Edwards
    SDT solicitor 11190/2013 2013-01-01 found breached

    Breaches, Failures, Others

    Strike off 1 PDF View decision
  • Pamela Wall
    LSI solicitor 8 Carmody Street, Ennis, Co Clare 2012-12-10 found breached

    In the matter of Pamela Wall, solicitor, formerly of 8 Carmody Street, Ennis, Co Clare, and in the matter of the Solicitors Acts 1954-2008 [6728/DT88/11 and 2012 no 75 SA] Law Society of Ireland (applicant) Pamela Wall …

    suspension View decision
  • Asif Akbar Swati
    SDT solicitor 11022/2012 2012-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Suspend - Indefinite 1 PDF View decision
  • Charles O'Neill
    LSI solicitor Cathal O'Neill & Company, Solicitors, 10 Church Avenue, Rathmines, Dublin 6 2011-06-27 found breached

    In the matter of Charles O’Neill, a solicitor formerly practising as Cathal O’Neill & Company, Solicitors, 10 Church Avenue, Rathmines, Dublin 6, and in the matter of the Solicitors Acts 1954-2008 [2707/DT81/09 and High…

    strike_off View decision
  • Howard A. Lettman
    GLC attorney 57 of 2009 2011-02-12 found breached

    Fined | Disciplinary Committee decision delivered February 12, 2011. View PDF FORMAL ORDER OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL MADE ON COMPLAINT NO. 57 of 2009 IN THE MATTER OF RODERICK MORRISON v…

    Fined 1 PDF View decision
  • Howard A. Lettman
    GLC attorney 31 of 2009 2011-02-12 found breached

    Fined | Disciplinary Committee decision delivered February 12, 2011. View PDF FORMAL ORDER OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL MADE ON COMPLAINT NO. 31 of 2009 IN THE MATTER OF BENJAMIN LEWIS vs H…

    Fined 1 PDF View decision
  • James Alun James & Jonathan Ure
    SDT solicitor 10202/2009 2009-01-01 found breached

    Breaches, Failures

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.