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discipline 3 October 2026

The duty in context

No improper communication with the court court

The lawyer must not communicate with the court on a matter of substance in the opponent's absence except where permitted, and must promptly disclose to the opponent any such communication.

765 cases 58% strike-off avg suspension 20.0 mo avg fine 58,571 272 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook no clear equivalent
Cayman Islands Legal Services Code 2026 no clear equivalent
AU Solicitors Solicitors' Conduct Rules Rules 22.5; 22.6 strong 110 cases
22.5 A solicitor must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless: ... 22.6 A solicitor must promptly tell the opponent what passes between the solicitor and a court in a communication referred to in Rule 22.5.
AU Barristers Uniform Barristers Rules rr53-54 strong 50 cases
A barrister must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless [permitted]. A barrister must promptly tell an opponent what passes between the barrister and a court in a communication referred to in Rule 53.
IE Solicitors Law Society Guide Ch5 — Communication with the court strong 83 cases
A solicitor should not discuss the merits of a case with the judge, registrar, clerk or other official before whom a case is pending. Where during the case a written communication to the court is required, the solicitor should deliver a copy of the communication to the opposing party.
IE Barristers Bar Code of Conduct Rule 5.28; Rule 5.29 strong 83 cases
Barristers shall not approach a Judge to discuss with them any matter then pending or at hearing before that Judge without the consent of the Judge and their opposing lawyer or lay litigant being present during such approach.
JM Attorneys Canons of Professional Ethics Canon V(i) partial 38 cases
In any proceeding in a Court an Attorney shall not communicate or cause any other person to communicate with a juror as to the merits of such proceedings, and shall only do so with a Judge or person exercising Judicial functions:- (i) in the normal course of the proceedings, or (ii) where authorised by law, or the practice of the Courts or with the consent of the parties.
JE Lawyers Law Society of Jersey Code G.3.4 partial
Members must not discuss the merits of a case with a member of the judiciary before whom a case is pending or by whom it may be heard unless invited to do so in the presence of the lawyer for the other side.
ON Lawyers LSO Rules of Prof. Conduct r 5.1-2(d) partial
When acting as an advocate, a lawyer shall not ... endeavour or allow anyone else to endeavour, directly or indirectly, to influence the decision or action of a tribunal or any of its officials in any case or matter by any means other than open persuasion as an advocate
BC Lawyers BC Code r 2.1-2(d) partial 24 cases
A lawyer should never seek privately to influence a court or tribunal, directly or indirectly, in the lawyer's or a client's favour, nor should the lawyer attempt to curry favour with juries by fawning, flattery or pretended solicitude for their personal comfort.
NZ Lawyers Conduct & Client Care Rules r 13.2.2 strong
A lawyer must not discuss any case or matter before the court with any judicial officer involved in the proceeding either formally or informally outside of the rules of procedure ... In cases of doubt, the lawyers for other parties (or if a party is not represented, then the party concerned) should be informed of any matters being brought before the court.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 r 30 (Communication with court) partial 10 cases
30 Communication with court
HK Solicitors Solicitors' Guide Principle 10.02 Commentary 2-3 strong
Except in the course of an application to the court, a solicitor must not discuss the merits of the case with a judge, magistrate or other adjudicator before whom a case is pending ... unless invited to do so in the presence of the solicitor or barrister for the other side ... a solicitor shall at the same time deliver a copy of it to his professional adversary.
HK Barristers Bar Code of Conduct para 10.48 strong
A practising barrister must not, outside of an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the Court concerning any matter of substance in connection with current proceedings unless ... A practising barrister must promptly inform an opponent of what has passed between the barrister and the Court in a communication referred to in sub-paragraph (a) hereof.

Cases dealing with this duty

Clear

765 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Gleeson, Phillip Thomas
    OLSC solicitor Moama Law 2021-10-28 found breached

    1. Discourtesy: a. That the Respondent Solicitor failed on 4 occasions over nearly 2 years to either appear for his client himself, or arrange appropriate representation. b. The Respondent Solicitor failed to provide a …

    Practitioner to undertake and complete further legal education Reprimand Provide a written apology to the Federal Circuit Court of Australia in Melbourne $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Alan Niall Macpherson Mickel
    SSDT solicitor Alan Niall Macpherson Mickel, residing at Flat 2/1, 13 Partickhill Road, Hyndland, Glasgow 2021-10-26 found breached
    conditions Appeal Concluded 1 PDF View decision
  • Kevin Farquharson
    BTAS barrister Middle Temple 2021-10-21 found breached
    appeal allowed 1 PDF View decision
  • Kenneth John Baillie Stewart Macleod
    SSDT solicitor Kenneth John Baillie Stewart MacLeod, MacLeods WS, 13 Lombard Street, Inverness 2021-07-01 found breached
    strike_off No Appeal 2 PDFs View decision
  • Paul Anthony Garrett
    SSDT solicitor Paul Anthony Garrett, 12 Tweedsmuir Crescent, Bearsden, Glasgow 2021-02-23 found breached
    strike_off No Appeal 1 PDF View decision
  • Arlean D. Moreta Beckford
    GLC attorney 135 of 2013 2021-01-26 found breached

    Struck off, Restitution Ordered | Disciplinary Committee decision delivered January 26, 2021. || Guilty of Professional Misconduct | Disciplinary Committee decision delivered January 13, 2021. View PDF DECISION ON SANCT…

    Struck off, Restitution Ordered 1 PDF View decision
  • Matthew Boyden
    BTAS barrister Middle Temple 2021-01-21 found breached
    conditions Final 2 PDFs View decision
  • Margaret Bridget Hetherington & Patrick Clement Hetherington
    SDT solicitor 12175/2021 2021-01-01 found breached

    Breaches, Failures

    Strike off 1 PDF View decision
  • Simon Sui Ping Hsu
    SDT solicitor 12181/2021 2021-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Weller, Herbert Hugo
    OLSC solicitor Herbert Weller [2022] NSWCATOD 67 2020-11-25 found breached

    1. Taking instructions from an aged client who lacked capacity to: (a) become an enduring attorney for a person in an aged care facility; and (b) to commence Supreme Court proceedings for a writ of habeas corpus 2. Fail…

    Fine Reprimand $3,000.00 Appeal Status: Dismissed Appeal Decision 1 PDF View decision
  • William Murnin
    SSDT solicitor William Murnin, 97 Finnart Street, Greenock 2020-11-19 found breached
    strike_off 1 PDF View decision
  • Christopher James Rosser
    LSC-QLD barrister 2020-10-20 found breached

    On each of Charges 1, 3, 4, 5, 9, 10 and 11 the respondent engaged in professional misconduct

    Struck off 1 PDF View decision
  • David Allen Kidd
    LSBC lawyer 2020-05-27 found breached

    Rule 4-29 Admission of Misconduct and Undertaking to Discipline Committee | Summary

    Rule 4-29 Admission of Misconduct and Undertaking to Discipline Committee | Summary 1 PDF View decision
  • Vo, Dung Quoc
    OLSC solicitor Vo Lawyers 2020-04-27 found breached

    The practising certificate of Mr Vo was cancelled under section 82 and 83 of the Uniform Law on the grounds the Council had formed the reasonable belief the solicitor is unable to fulfill the inherent requirements of an…

    Cancellation of Practising Certificate for year 2019-2020 and is not entitled to apply for a practising certificate for a period of five years Manager appointed of the law practice known as Vo Lawyers for a period of two years $0.00 Manager Appointed: Yes Manager Appointed View decision
  • Dinh, Thi To Ngoc
    OLSC solicitor Vo Lawyers 2020-04-27 found breached

    The practising certificate of Ms Dinh was cancelled under section 82 and 83 of the Uniform Law on the grounds the Council had formed the reasonable belief the solicitor is unable to fulfill the inherent requirements of …

    Cancellation of Practising Certificate for year 2019-2020 and is not entitled to apply for a practising certificate for a period of five years Manager appointed of the law practice known as Vo Lawyers for a period of two years $0.00 Manager Appointed: Yes Manager Appointed View decision
  • Yong Wei Kuen Paul
    SG-DT lawyer Thames Law LLP 2020-04-01 found breached
    Struck off the roll with immediate effect 1 PDF View decision
  • Glen Cameron Tedham
    LSBC lawyer 2020-01-30 found breached

    Rule 4-29 Admission of Misconduct and Undertaking

    Rule 4-29 Admission of Misconduct and Undertaking 1 PDF View decision
  • Audley Earl Melhado
    GLC attorney 24 of 2014 2020-01-25 found breached

    Struck off, Restitution ordered | Disciplinary Committee decision delivered January 25, 2020. || Formal Order Full Screen Views View PDF of Decision View PDF of Formal Order DECISION OF THE DISCIPLINARY COMMITTEE OF THE…

    Struck off, Restitution ordered 2 PDFs View decision
  • Daniel Lloyd Williams
    SDT solicitor 12103/2020 2020-01-01 found breached
    Variation of Conditions on Practising Certificate 1 PDF View decision
  • Gillian Margaret Walker
    SDT solicitor 12095/2020 2020-01-01 found breached

    Breaches

    S.43 Order (clerks) 1 PDF View decision
  • Richard Mallett & Sharon Mallett
    SDT solicitor 12102/2020 2020-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Peter Hobson Brothwell
    SDT solicitor 12140/2020 2020-01-01 found breached

    Breaches, Failures

    Strike off 1 PDF View decision
  • Martin Keith Waters & Rodney William Noon
    SDT solicitor 12101/2020 2020-01-01 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off, Suspend - Fixed Period 1 PDF View decision
  • Craig Nicholas Hollingdrake & Elaine Saunders
    SDT solicitor 12091/2020 2020-01-01 found breached

    Breaches, Solicitors' Accounts Rules

    Fine, S.43 Order (clerks) 1 PDF View decision
  • Patrick Adrien Fitzgerald
    SDT solicitor 12056/2020 2020-01-01 found breached

    Breaches

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.