Decision record
Winston Jesaiah Held
Allegation / charges
Breaches, Client Money, Failures, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Winston Jesaiah Held, a solicitor admitted in 1969, faced allegations arising from two matters. In the first, he misappropriated some £101,482 in sale proceeds belonging to Mr and Mrs B through 45 withdrawals with no authority or documentation, and repeatedly overdrew client account. In the second, he negligently allowed a client's professional negligence claim to be struck out, failed to enter defences resulting in default judgments, and settled judgments using client money obtained under false pretences. He also misled Leading Counsel about his Practising Certificate conditions and ignored Law Society correspondence and a direction to pay £1,000 compensation. The Respondent did not appear. Applying Twinsectra, the Tribunal found the misappropriation dishonest, found all allegations substantiated, struck him off the Roll, ordered costs of £15,354.06, and made the compensation direction enforceable as a High Court order.
Duties found breached:
- No improper communication with the court
- No taking unfair advantage
- Not mislead third parties or opponents
- No conflict between current clients
- No improper use of client money
- Prompt accounting and return of money
- Competence
Aggravating factors:
- Dishonest misappropriation of client funds
- Previous appearance before the Tribunal in 1985 for misuse of client funds resulting in 18-month suspension
- Misled Leading Counsel about status of his Practising Certificate
- Prolonged failure to comply with compensation direction
- No documentation kept to explain transactions
Mitigating factors:
- Ill health raised (but no cogent medical evidence provided)