Decision record
Katherine Alexander-Theodotou
Appeals and appellate references
- Appeal-related document for this matter: source document
“Unverified” means the upstream page linked an appellate judgment but did not preserve enough context to prove that it was an appeal in this matter.
Allegation / charges
Breaches
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Dr Katherine Alexander-Theodotou, sole principal of Highgate Hill Solicitors, was found to have made false and misleading statements on two professional indemnity insurance applications (2020 and 2021) by failing to disclose three SRA forensic investigations and reports, two Legal Ombudsman awards, and ongoing/certified Tribunal (Rule 12/Rule 14) proceedings. The Tribunal found both Rule 14 allegations proved, together with express findings of dishonesty (applying Ivey), lack of integrity, and breach of public trust. Her defences (ill-health/visual impairment, delegation to staff, belief SRA had no jurisdiction, belief broker already knew) were all rejected. No exceptional circumstances were found. She was struck off the Roll and ordered to pay costs of £124,830. The Rule 12 allegations were stayed with liberty to restore. Her subsequent High Court appeal was dismissed.
Duties found breached:
Aggravating factors:
- Dishonest conduct
- Deliberate, calculated and repeated (in 2020 and 2021)
- Consistently blamed others (deceased staff member NB, junior staff member AK, broker Mr Jones, third parties, and the SRA)
- Complete lack of insight - maintained she had done nothing wrong and would complete the forms the same way again
- Senior and experienced solicitor who ran her own firm and held all managerial/compliance roles
- Placed Cypriot litigation claimants at risk
Duties engaged
- Honesty
- Integrity
- No bribery or improper gifts
- Personal probity and fitness to practise
- Uphold public trust in the profession
- No unlawful discrimination or harassment
- Act in the client's best interests
- Advise objectively, not a mere conduit
- Complaints procedure and handling
- Costs and fee transparency to client
- Accounting records, reconciliation and reports