Rachel Parker
Allegation / charges
Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Rachel Parker, a solicitor at Buckles Solicitors LLP, admitted that between 23 September 2022 and 23 November 2023 she made misleading statements to clients, colleagues and Barclays Bank, telling them she had submitted Grant of Probate applications and chased the Probate Registry when she had not, across eight client matters. She admitted the conduct was dishonest. The Tribunal, dealing with the matter on the papers via an Agreed Outcome, found the dishonest conduct deliberate, calculated and repeated over a year, creating a substantial risk of serious harm to clients. Finding no exceptional circumstances, the Tribunal ordered she be struck off the Roll and pay agreed costs of £5,000.
Duties found breached:
Aggravating factors:
- Dishonesty
- Misconduct was deliberate, calculated and repeated over a period of more than a year
- Concealment of wrongdoing - did not disclose when asked that she had not submitted GOP applications or chased the Probate Registry
- Knew or ought to have known the conduct was a material breach of obligations to protect the public and the reputation of the profession
- Created a substantial risk of serious harm to clients
- At least eight instances of misconduct
Mitigating factors:
- Prior exemplary regulatory and disciplinary history (mitigation advanced by Respondent, not agreed by SRA)
- Significant mental health challenges including anxiety and depression, exacerbated by excessive workload and lack of support (not agreed)
- No personal gain sought or obtained (not agreed)
- Cooperated with the SRA and Tribunal proceedings (not agreed)
- Offered sincere apology (not agreed)
Codes & rules applied
Duties engaged
- Act only on proper, lawful instructions
- Advise on alternatives, settlement and outcome
- Avoid wasting the court's time
- Cease acting on client perjury or disobedience
- Client-care and engagement terms
- Client confidentiality
- Competence
- Complaints procedure and handling
- Comply with and respect court orders
- Comply with rules of foreign jurisdictions
- Continuity and handover of representation
- Cooperate openly with regulators
- Costs and fee transparency to client
- Diligence and timeliness
- Disclose adverse law to the court
- Disclose material information to client
- Disclose referrals, commissions and benefits
- Fair dealing with unrepresented parties
- Fair, reasonable and lawful fees
- Full disclosure on ex parte applications
- Good faith and courtesy to colleagues
- Handle inadvertently received material
- Hold a current practising certificate
- Honour professional undertakings
- Keep client informed and respond promptly
- Maintain competence and CPD
- Manage conflict arising mid-matter
- No abuse of process or coercive powers
- No acting against a former client
- No baseless or threatened misconduct report
- No conflict between current clients
- No direct dealing with represented party
- No improper benefit, loan or bequest
- No improper communication with the court
- No improper fee-sharing or partnership
- No improper questioning of witnesses
- No improper solicitation or touting
- Non-discriminatory acceptance and cab-rank
- No obstruction or victimisation of reporters
- No own-interest conflict
- No payments to witnesses on evidence
- No personal opinion or familiarity with court
- No prejudicial publicity for pending cases
- No standing bail or surety for client
- No taking unfair advantage
- No tampering with or coaching witnesses
- Not mislead the court
- Not mislead third parties or opponents
- Not misrepresent regulated status
- Pay instructed practitioners and agents
- Professional indemnity insurance
- Proper basis for allegations
- Proper termination and return of instructions
- Prosecutorial duty of disclosure
- Prosecutorial fairness and impartiality
- Protect capacity and vulnerable clients
- Protect legal professional privilege
- Report serious misconduct of others
- Safeguard documents and limit liens
- Self-report to the regulator
- Truthful, non-misleading advertising