Decision record
Kwame Agyekum Siaw
Allegation / charges
Breaches, Solicitors' Accounts Rules
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Kwame Agyekum Siaw, a solicitor and partner at Mountain Partnership Solicitors, provided his personal bank account details to Client K and received £500 for an immigration matter into his personal account, failing to account for it (or part of it) to the firm (allegation 1.1), and in a 22 May 2017 email told the SRA he had not received payment of costs into his personal account when this was untrue/misleading (allegation 1.2). The SDT found both allegations proved, including breaches of Principles 2, 6 and 7 and Rule 14.1 of the SRA Accounts Rules, but found dishonesty NOT proved, imposing a £10,000 fine plus £3,371 costs. On the SRA's appeal, the High Court substituted a finding of dishonesty and quashed the fine, ordering that the Respondent be struck off the Roll of Solicitors.
Duties found breached:
- Integrity
- Uphold public trust in the profession
- Segregate client money
- Cooperate openly with regulators
Aggravating factors:
- Clients (Mr and Mrs K) were vulnerable at the material time
- Misled the regulator
- Failed to account for client money into a personal bank account
Mitigating factors:
- Motivation to help a friend
- Conduct not planned/calculated and of short duration (a few weeks)
- Otherwise unblemished career of over 16 years
- Genuinely contrite
- Limited financial loss to client
Duties engaged
- Honesty
- Integrity
- No bribery or improper gifts
- Personal probity and fitness to practise
- Uphold public trust in the profession
- No unlawful discrimination or harassment
- Act in the client's best interests
- Advise objectively, not a mere conduit
- Complaints procedure and handling
- Segregate client money
- Cooperate openly with regulators