Mark Andrew Shepherd
JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number12686/2024
Date30/05/2025
OutcomeFine
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
SanctionFine
FineGBP 14,168
CostsGBP 19,000
Dishonesty foundNo
Mark Andrew Shepherd, a partner in the London real estate team at DWF Law LLP, admitted that between October 2019 and November 2020 he failed to check that contract conditions had been met and that monies were properly due before authorising payments from the firm's client account. The matter was resolved by Agreed Outcome. The Tribunal found his admissions properly made and imposed a fine, noting no finding of dishonesty. He was fined £14,168 and ordered to pay £19,000 costs.
Duties found breached:
- Non-discriminatory acceptance and cab-rank
- No conflict between current clients
- Prompt accounting and return of money
- Good faith and courtesy to colleagues
Aggravating factors:
- As a partner he had ultimate responsibility for final sign-off on payment authorisations
- Very large sums of money were involved, requiring greater care and scrutiny
Mitigating factors:
- Self-reported the matter
- Made appropriate admissions
Codes & rules applied
Duties engaged
- No bribery or improper gifts
- Personal probity and fitness to practise
- Uphold public trust in the profession
- No unlawful discrimination or harassment
- Non-discriminatory acceptance and cab-rank
- No conflict between current clients
- No improper use of client money
- Prompt accounting and return of money
- Safeguard documents and limit liens
- Good faith and courtesy to colleagues