Decision record
Jeanette Frowley
JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number7186/1996
Date01/01/1996
OutcomeS.43 Order (clerks)
Allegation / charges
Client Money, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
SanctionOther
CostsGBP 616
Dishonesty foundNo
A solicitors' clerk employed as a financial services executive at Thomas Horton & Sons misappropriated £2,000 of client/trust money in April 1993 by forging partners' signatures on a trust account cheque and a building society withdrawal form and paying the funds into her own accounts. She admitted all the facts and did not attend. The Tribunal found the allegation substantiated and made a section 43 order restricting her employment in the profession, ordering her to pay £616 costs. She had fully repaid the money by the hearing date.
Duties found breached:
Aggravating factors:
- Involved forgery of partners' signatures
- Misappropriation of client/trust money on two occasions
Mitigating factors:
- Admitted all facts and accepted the charges were justified
- Full repayment of the £2,000 made at regular monthly instalments, adhered to scrupulously
- Conduct out of character brought about by personal crisis (relationship breakdown, repossession, reduced hours)
- Unemployed single parent on income support
⚠ figures not found verbatim in the source were dropped: ["review_dishonesty_finding_cue_present"]