Decision record
Matthew Kenneth Sproston
Allegation / charges
Breaches, Failures, Solicitors' Accounts Rules, Others
Findings โ machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Matthew Kenneth Sproston, sole principal of Sproston & Co, faced eight allegations. He admitted allegations 1, 2, 3, 5, 7 and 8, including allegation 7 which was expressly an allegation of dishonesty for misleading client Mrs A about a non-existent claim, a fictitious court hearing and providing a false case number. Allegation 4 (client account cheque misuse) was not substantiated as the Tribunal accepted it was a genuine, stopped error. Allegation 6 (acting without a practising certificate after bankruptcy suspension) was found substantiated. The Tribunal found the dishonesty demonstrated he was not fit to be a solicitor and struck him off the Roll, ordering him to pay the Applicant's costs subject to detailed assessment unless agreed.
Duties found breached:
- No improper communication with the court
- Cease acting on client perjury or disobedience
- No prejudicial publicity for pending cases
- No conflict between current clients
- Accounting records, reconciliation and reports
- Hold a current practising certificate
- Not misrepresent regulated status
Aggravating factors:
- Repeated dishonesty in deceiving a client about court proceedings, providing a false case number and perpetuating the deception
- Catalogue of failures across multiple core professional duties
- Previous disciplinary matter (July 2008 reprimand for failing to deliver an Accountant's Report)
- Persistent failure to respond to SRA correspondence
Mitigating factors:
- Admitted most allegations including the dishonesty
- Apologised unreservedly to client and to colleague
- Claimed ill health and financial/personal pressures (though no medical evidence produced)
- No personal gain sought
- Previously unblemished career