Decision record
George Stephenson
Allegation / charges
Breaches, Client Money, Delays, Failures, Solicitors' Accounts Rules, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
George Stephenson, a sole practitioner admitted in 1964, faced six allegations of conduct unbefitting a solicitor arising from an OSS inspection, including transferring costs from client account without delivering bills, breaching two professional undertakings, accepting third-party instructions from a struck-off solicitor, acting in a conflict of interest, and withdrawing client funds without instructions. The Tribunal found all six allegations substantiated but expressly accepted the Respondent had not acted dishonestly. Given a prior 1993 disciplinary matter and his repeated failures, the Tribunal suspended him from practice for an indefinite period and ordered costs of £6,148.89.
Duties found breached:
- No improper communication with the court
- No own-interest conflict
- No improper use of client money
- Diligence and timeliness
Aggravating factors:
- Previous disciplinary finding in 1993 for improperly withdrawing client monies and making false entries, resulting in fines totalling £6,000
- Accepted instructions from and disbursed funds on directions of a struck-off solicitor
- Repeated misdirection as to professional responsibilities
- Unacceptable explanations offered
Mitigating factors:
- Sums transferred represented proper charges for work actually done
- No dishonesty found; matters characterised as muddle and failure to attend to matters properly
- Long career as a solicitor
- Reimbursed £374 bank charges to client account