Decision record
Respondent AC
Allegation / charges
Breaches
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Respondent AC, a partner at a law firm, sang a sexualised song naming and directed at Person A, a junior trainee, accompanied by sexual gestures, at the firm's December 2017 Christmas party. He admitted the allegation, which was found proved as breaches of Principles 2, 6 and 9. The Tribunal held a Newton-style hearing to resolve the factual dispute, finding on the balance of probabilities that the conduct was precipitated by an invitation from Person A to say something outrageous/naughty. No dishonesty was alleged or found (findings were of lack of integrity). The Tribunal assessed the misconduct as very serious and imposed a Level 4 financial penalty of £23,000 plus costs of £22,800. The identities of the Respondent and Person A were anonymised on health grounds.
Duties found breached:
Aggravating factors:
- Conduct was sexual in nature
- Abuse of position of seniority/power as a partner over a trainee
- He knew or ought reasonably to have known the conduct was in material breach of his obligations to protect the public and the reputation of the profession
Mitigating factors:
- Single episode lasting approximately six seconds
- Demonstrable insight shown
- Open and frank admissions made to the gravamen of the misconduct
- No previous disciplinary matters
- Early apology to Person A and the Firm
- Health issues preceding and following the incident