Decision record
(unnamed respondent)
Appeals and appellate references
- Appeal-related document for this matter: source document
- Appeal-related document for this matter: source document
- Appeal from a lower decision not linked in this database: section-42za-appeal-by-nicola-simone-cannon
“Unverified” means the upstream page linked an appellate judgment but did not preserve enough context to prove that it was an appeal in this matter.
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Nicola Cannon, the Money Laundering Reporting Officer of Cannons Law Practice LLP, failed to deliver her firm's money laundering compliance certificate on time (roughly six months overdue). The Law Society's Professional Conduct Sub-Committee found unsatisfactory professional conduct, imposed the statutorily mandated censure and a £800 fine. The Scottish Solicitors' Discipline Tribunal dismissed her appeal, rejecting arguments that the Society had no power to make the complaint and that the sanctions were excessive, and awarded expenses against her. The Court of Session (Inner House) refused her petition, holding the procedure competent and lawful, no breach of natural justice or ECHR articles 6/8, and the censure and fine neither disproportionate nor unreasonable. No dishonesty was alleged or found.
Duties found breached:
Aggravating factors:
- Certificate outstanding for a prolonged period (delivered in December 2022, some six months overdue)
- On notice of the deadline before onset of health problems
- Inadequate arrangements put in place during absence
- Overly casual attitude to an important professional duty which was personal to her as reporting officer
Mitigating factors:
- Serious accident abroad on 10 February 2022 requiring surgery
- Subsequent pre-planned surgery and convalescence until 1 May 2022
- First occurrence of such a failure
- Small firm with few support staff and modest income
- Unreserved apology
Duties engaged
Documents
Source: https://www.ssdt.org.uk/findings/section-42za-appeal-by-nicola-simone-cannon/