Decision record
David James Chalcraft
Allegation / charges
Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
David James Chalcraft, a salaried partner and COFA at Alexander & Partners, admitted five allegations including dishonestly misleading Client A for over a decade about a clinical negligence claim struck out in December 2012 due to his own failure, and settling Client B's claim in 2017 without instructions while misleading him for years. He also improperly retained client monies, provided a banking facility from the client account, and failed to obtain accountant's reports. The Tribunal approved the agreed outcome, finding dishonesty (admitted for pre-25 Nov 2019 conduct on allegations 1 and 2), and ordered him struck off the Roll and to pay £10,000 costs.
Duties found breached:
Aggravating factors:
- Dishonesty admitted against numerous persons
- Misconduct sustained over more than a decade (Client A) and over five years (Client B)
- Deliberate concealment and repeated misleading correspondence
- Serious harm caused to clients including loss of ability to pursue claim
Mitigating factors:
- Eventual admission and full confession of the truth to Client A
- Admitted all allegations and dishonesty
- Reduced financial means
Codes & rules applied
Duties engaged
- Not mislead the court
- Proper basis for allegations
- Cease acting on client perjury or disobedience
- Comply with and respect court orders
- Honesty
- Integrity
- Not mislead third parties or opponents
- No bribery or improper gifts
- Personal probity and fitness to practise
- Uphold public trust in the profession
- No unlawful discrimination or harassment
- Act in the client's best interests
- Disclose material information to client
- Advise objectively, not a mere conduit
- Protect legal professional privilege
- Keep client informed and respond promptly
- Handle inadvertently received material
- No improper use of client money
- Prompt accounting and return of money
- Competence
- Diligence and timeliness
- Firm governance, systems and compliance
- Report serious misconduct of others