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Lee, Ricky Jose

JurisdictionAustralia — New South Wales
BodyOffice of the Legal Services Commissioner (NSW) (OLSC)
Professionsolicitor — Globalex Tax & Legal Pty Ltd
Date09-Feb-2023
HearingCouncil of the Law Society of New South Wales
OutcomeRefusal to renew practising certificate for the year ended 30 June 2023 $0.00 Manager Appointed: Yes Manager Appointed

Allegation / charges

<p>Not a fit and proper person to hold a practising certificate. Solicitor has demonstrated that he is currently unable to carry out satisfactorily the inherent requirements of practice as an Australian legal practitioner as he has:</p><ol><li>Failed to obey the law and failed to perform the day-to-day tasks associated with providing legal services, by failing to have the trust records of the Law Practice externally examined’ by a suitably qualified person for 2020/2021 and 2021/2022;</li><li>Failed to perform the day-to-day tasks associated with providing legal services, by failing to respond to correspondence from the Director in relation to the failure to have the trust records of the Law Practice externally examined for 2020/2021 and 2021/22.</li></ol>

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionOther
Dishonesty foundNo

The tribunal found the solicitor was not a fit and proper person to hold a practising certificate and was currently unable to satisfactorily carry out the inherent requirements of practice, based on failures to have the law practice's trust records externally examined for two years and failure to respond to correspondence from the Director. No express finding of dishonesty was made.

Duties found breached:

⚠ figures not found verbatim in the source were dropped: ["extracted_from_register_summary"]

Duties engaged

Documents

No documents recorded.

Source: https://portal.olsc.nsw.gov.au/dasearchbn/daresultdetail?id=39a33765-7e05-494f-9f06-a1fc8aa1acc5