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discipline 30 September 2026

The duty in context

Advise objectively, not a mere conduit client

The lawyer must exercise independent forensic and professional judgment for the client's benefit and must not act as a mere mouthpiece or conduit for the client's instructions.

387 cases 68% strike-off avg suspension 12.0 mo avg fine 255,000 6 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code Principle 3; Principle 7 partial 363 cases
You act: 1.3 with independence. 1.7 in the best interests of each client.
E&W Barristers BSB Handbook rC20; CD4 strong 4 cases
rC20 Where you are a BSB authorised individual, you are personally responsible for your own conduct and for your professional work. You must use your own professional judgment in relation to those matters on which you are instructed and be able to justify your decisions and actions. You must do this notwithstanding the views of your client, professional client, employer or any other person.
Cayman Islands Legal Services Code 2026 R.6.1(b); P.5 partial
not permit a professional client, a recognised law entity or any other person to limit the attorney-at-law's discretion as to how the interests of the client can best be served
AU Solicitors Solicitors' Conduct Rules Rule 17.1 strong 9 cases
A solicitor representing a client in a matter that is before the court must not act as the mere mouthpiece of the client or of the instructing solicitor (if any) and must exercise the forensic judgments called for during the case independently, after the appropriate consideration of the client's and the instructing solicitor's instructions where applicable.
AU Barristers Uniform Barristers Rules r41 strong 4 cases
A barrister must not act as the mere mouthpiece of the client or of the instructing solicitor and must exercise the forensic judgments called for during the case independently, after the appropriate consideration of the client's and the instructing solicitor's wishes where practicable.
IE Solicitors Law Society Guide Ch1 — The function of the solicitor in society; Ch6 — Litigation: initiating letters and correspondence strong 1 case
Barron J set out the obligation of the solicitor in Doran v Delaney... as follows: "The solicitor is not a conduit pipe."... A solicitor is not a mere conduit for their client's instructions and should not purport to represent their clients' instructions as facts.
IE Barristers Bar Code of Conduct Rule 5.15 strong 1 case
A barrister when conducting proceedings in Court is responsible for the conduct and presentation of his case, and must exercise the independent judgment called for during the case. A barrister must not act as a mere spokesperson for the client or the instructing solicitor.
JM Attorneys Canons of Professional Ethics Canon IV(c) strong 3 cases
An Attorney shall exercise independent judgment within the bounds of the law and the ethics of the profession for the benefit of his client.
JE Lawyers Law Society of Jersey Code R.5.1 d); P.5 strong
Members must: ... d) not permit their professional client, firm or any other person to limit their discretion as to how the interests of the client can best be served.
ON Lawyers LSO Rules of Prof. Conduct r 3.2-2 commentary [2] strong
The lawyer's duty to the client who seeks legal advice is to give the client a competent opinion based on a sufficient knowledge of the relevant facts, an adequate consideration of the applicable law, and the lawyer's own experience and expertise. The advice must be open and undisguised and must clearly disclose what the lawyer honestly thinks about the merits and probable results.
BC Lawyers BC Code r 2.1-3(a) strong 4 cases
A lawyer should obtain sufficient knowledge of the relevant facts and give adequate consideration to the applicable law before advising a client, and give an open and undisguised opinion of the merits and probable results of the client's cause. The lawyer should be wary of bold and confident assurances to the client, especially where the lawyer's employment may depend on such assurances.
NZ Lawyers Conduct & Client Care Rules r 5.3 strong
A lawyer must at all times exercise independent professional judgement on a client's behalf. A lawyer must give objective advice to the client based on the lawyer's understanding of the law.
SCO Solicitors LSS Standards of Conduct B1.3 partial
You must give independent advice free from external influences or personal interests which are inconsistent with these standards.
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 5.18 / Principle 5.19 strong
A solicitor must be both honest and candid when advising a client and give objective advice. ... A solicitor's advice must be unbiased and not be influenced by whether his employment or other work may depend upon advising in a particular way.
HK Barristers Bar Code of Conduct para 10.17(a) strong
A practising barrister must, however, not act as the mere mouthpiece of the client or the instructing person and must exercise the professional judgments called for during the case independently, after appropriate consideration of the client's and the instructing person's wishes where practicable.

Cases dealing with this duty

Clear

387 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Claire Letitia Parry
    SDT solicitor 12663/2024 2025-04-14 rule cited

    Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Reprimand 1 PDF View decision
  • Raja Shazad Khan; Ishtiaq Ahmed
    SDT solicitor 12540/2024 2025-04-14 rule cited

    Breaches, Code of Conduct for Firms 2019, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2019, SRA Principles 2019

    Strike off, Suspended period of Suspension 1 PDF View decision
  • Ahmed Ajina
    SDT solicitor 12666/2024 2025-04-14 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Robin Edward Stubbings
    SDT solicitor 12641/2024 2025-03-21 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Fine 1 PDF View decision
  • Craig Cooper; Erich Kurtz
    SDT solicitor 12594/2024 2025-03-18 rule cited

    Code of Conduct 2011, SRA Principles 2011

    Allegations not substantiated 1 PDF View decision
  • Respondent AM
    SDT solicitor 12645/2024 2025-03-14 rule cited

    Code of Conduct 2011, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, SRA Authorisation Rules, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • David Baynon Crosby
    SDT solicitor 12658/2024 2025-03-14 rule cited

    Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2019

    Strike off 1 PDF View decision
  • Samira Mohamed Seth
    SDT solicitor 12579/2024 2025-02-12 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Recklessness, SRA Principles 2019

    Fine 1 PDF View decision
  • Law and Lawyers Limited; Francis Mathew
    SDT solicitor 12581/2024 2025-01-22 rule cited

    Breaches, Code of Conduct 2011, Solicitors Accounts Rules 2019

    Fine 1 PDF View decision
  • Richard James Morris; Candey Limited
    SDT solicitor 12515/2023 2025-01-16 rule cited

    Code of Conduct 2011, SRA Principles 2011

    Allegations not substantiated, Fine 1 PDF View decision
  • Respondent AN
    SDT solicitor 12588/2024 2024-12-24 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Failures, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Dennis Ko
    SDT solicitor 12538/2024 2024-12-23 rule cited

    Breaches, Code of Conduct 2011, Money Laundering Regulations, Solicitors Accounts Rules 2011, SRA Principles 2011

    Fine 1 PDF View decision
  • Paul Michael Ireland
    SDT solicitor 12613/2024 2024-12-23 rule cited

    Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Simon James Price
    SDT solicitor 12558/2024 2024-12-20 rule cited
    Application Withdrawn, Costs only 1 PDF View decision
  • Graeme Henry Taylor; Russell Harvey Shapiro
    SDT solicitor 12589/2024 2024-12-13 rule cited

    Code of Conduct 2007, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Cockshott Peck Lewis
    SDT solicitor 12599/2024 2024-12-13 rule cited

    Breaches, Code of Conduct for Firms 2019, Money Laundering Regulations, SRA Principles 2011, SRA Principles 2019

    Fine 1 PDF View decision
  • Martin Smith
    SDT solicitor 12601/2024 2024-12-13 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Betty Igwebike Forde
    SDT solicitor 12583/2024 2024-11-27 rule cited

    Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Money Laundering Regulations, Solicitors Accounts Rules 2019, SRA Principles 2019

    Strike off 1 PDF View decision
  • (unnamed)
    SDT solicitor 12607/2024 2024-11-15 rule cited
    Variation of Conditions on Practising Certificate 1 PDF View decision
  • Richard Harbord
    SDT solicitor 12580/2024 2024-11-15 rule cited

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Authorisation Rules, SRA Principles 2011, SRA Pr…

    Fine 1 PDF View decision
  • Toslim Uddin Ahmed
    SDT solicitor 12570/2024 2024-11-01 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Mark Robert Westwood
    SDT solicitor 12610/2024 2024-11-01 rule cited

    Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Fine 1 PDF View decision
  • David Durkin-Finch
    SDT solicitor 12586/2024 2024-11-01 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Recklessness, Solicitors Accounts Rules 2019, SRA Principles 2019

    Prohibition Order, Suspend - Fixed Period 1 PDF View decision
  • Matthew Waterfield
    SDT solicitor 12586/2024 2024-10-28 rule cited
    S.43 Order (clerks) 1 PDF View decision
  • Domenico Pisano
    SDT solicitor 12531/2023 2024-10-24 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.